BARKER WEALTH MANAGEMENT, LLC
Adviser information for BARKER WEALTH MANAGEMENT, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 218 | $155.4M |
| Non-Discretionary | 1 | $4.2M |
| Total | 219 | $159.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 20 | $18.0M |
| HNW Individuals | 31 | $136.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-120753 |
|---|---|
| SEC ERA File Number | 801-120753 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226768 |
| Legal Entity Identifier | None |
Principal Office
2005 SE192ND AVENUESUITE 200
CAMAS
WA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: (503) 616-8680, Fax: (503) 444-3401
Chief Compliance Officer
GREGORY SCOTT BARKER
MANAGING MEMBER
2005 SE 192ND AVENUE, SUITE 200
CAMAS
WA
United States
Tel:
(503) 616-8680
Fax:
(503) 444-3401
S***********@*************************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
COMPLIANCE COUNSEL
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
(503) 635-5244
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARKER, GREGORY, SCOTT | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 05/2015 | > 75% |