ARCHER INVESTMENT MANAGEMENT
ARCHER INVESTMENT MANAGEMENT, LLC Legal Name
Adviser information for ARCHER INVESTMENT MANAGEMENT last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 904 | $229.6M |
| Non-Discretionary | 0 | $0 |
| Total | 904 | $229.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 132 | $92.0M |
| HNW Individuals | 65 | $133.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $911,842 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120764 |
|---|---|
| SEC ERA File Number | 801-120764 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146852 |
| Legal Entity Identifier | None |
Principal Office
4411 AUTHENTIC DRIVEAUSTIN
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 800-840-5946, Fax: 800-840-5946
Chief Compliance Officer
RICHARD J ARCHER
PRESIDENT
4411 AUTHENTIC DRIVE
AUSTIN
TX
United States
Tel:
800-840-5946
Fax:
800-840-5946
R***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARCHER, RICHARD, JAMES | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2008 | < 5% |
| THE SLUG TRUST | Domestic Entity | – | REVOCABLE TRUST | 05/2023 | > 75% |
| ARCHER, RICHARD, JAMES | Individual | THE SLUG TRUST | TRUSTEE | 05/2023 | |
| RASSAM, EMILY, CASEY | Individual | – | SENIOR FINANCIAL PLANNER | 01/2022 | 5-10% |