COSEY FINANCIAL SERVICES, INC.
Adviser information for COSEY FINANCIAL SERVICES, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 743 | $73.4M |
| Non-Discretionary | 64 | $30.3M |
| Total | 807 | $103.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 279 | $46.9M |
| HNW Individuals | 39 | $41.8M |
| Banking or thrift institutions | <5 | $1.1M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $13.5M |
| Charitable organizations | <5 | $153,866 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $337,746 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120768 |
|---|---|
| SEC ERA File Number | 801-120768 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140175 |
| Legal Entity Identifier | None |
Principal Office
8880 CEDAR SPRINGS LANESUITE 106
KNOXVILLE
TN
United States
Monday - Friday, 9:30 AM TO 4:00 PM
Tel: 865-470-4244, Fax: 865-470-4237
Websites
Chief Compliance Officer
ANTHONY COSEY
PRESIDENT
8880 CEDAR SPRINGS LANE
SUITE 106
KNOXVILLE
TN
United States
Tel:
865-470-4244
Fax:
865-470-4237
T*****@*****************M
(Full email address available in API data)
Regulatory Contact
JASMINE GOODALE
OPERATIONS MANAGER
8880 CEDAR SPRINGS LANE
SUITE 106
KNOXVILLE
TN
United States
Tel:
865-470-4244
J*******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COSEY, ANTHONY, EUGENE | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2006 | > 75% |