ERICKSON FINANCIAL GROUP, LLC
Adviser information for ERICKSON FINANCIAL GROUP, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 715 | $144.7M |
| Non-Discretionary | 1 | $2.0M |
| Total | 716 | $146.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 174 | $55.2M |
| HNW Individuals | 57 | $89.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
33 SOUTH 7TH STREETSUITE 300
ALLENTOWN
PA
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (484) 209-5270, Fax: (484) 450-8712
Chief Compliance Officer
TIMOTHY J. ERICKSON
PARTNER
33 SOUTH 7TH STREET
SUITE 300
ALLENTOWN
PA
United States
Tel:
(484) 209-5270
Fax:
(484) 450-8712
T******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ERICKSON, TIMOTHY, J. | Individual | – | PARTNER AND CHIEF COMPLIANCE OFFICER | 01/2019 | 25-50% |
| ERICKSON, KERRY, DUANE | Individual | – | MANAGING PARTNER | 01/2019 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| INVESCO QQQ TR | UNIT SER 1 | 14M | 28K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 6M | 144K | – |
| JOHNSON & JOHNSON | COM | 519K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 330K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
| ISHARES TR | ESG AWR MSCI USA | 16M | 131K | – |
| PROSHARES TR | ULTRPRO S&P500 | 536K | 7K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 6M | 79K | – |
| PROSHARES TR | ULTRAPRO QQQ | 567K | 8K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 7M | 253K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 4M | 165K | – |
| ISHARES TR | MSCI USA MIN VOL | 264K | 3K | – |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 21M | 629K | – |
| NVIDIA CORPORATION | COM | 222K | 2K | – |
| ISHARES TR | RUS 2000 GRW ETF | 10M | 36K | – |
| ISHARES TR | NATIONAL MUN ETF | 411K | 4K | – |
| ISHARES TR | CORE US AGGBD ET | 7M | 67K | – |
| ISHARES TR | 20 YR TR BD ETF | 3M | 31K | – |
| ISHARES TR | USD INV GRDE ETF | 4M | 77K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 253K | 5K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 28M | 90K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 364K | 7K | – |
| APPLE INC | COM | 540K | 3K | – |