JUNIPER CAPITAL INVESTMENT MANAGEMENT, L.P.
Adviser information for JUNIPER CAPITAL INVESTMENT MANAGEMENT, L.P. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $333.9M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $333.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $333.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-120778 |
|---|---|
| SEC ERA File Number | 801-120778 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312630 |
| Legal Entity Identifier | None |
Principal Office
2727 ALLEN PARKWAY SUITE 1850HOUSTON
TX
United States
Monday - Friday, 8AM-5PM
Tel: 713-335-4700, Fax: 281-573-0716
Websites
Chief Compliance Officer
TIMOTHY GRAY
GENERAL COUNSEL
2727 ALLEN PARKWAY SUITE 1850
HOUSTON
TX
United States
Tel:
713-335-4735
Fax:
281-573-0716
T****@*********M
(Full email address available in API data)
Regulatory Contact
SCOTT GALLUN
CHIEF FINANCIAL OFFICER
2727 ALLEN PARKWAY
SUITE 1850
HOUSTON
TX
United States
Tel:
713-335-4700
Fax:
281-573-0716
S******@*********M
(Full email address available in API data)
Industry Affiliates
| JUNIPER 1920 PARTNERS GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JUNIPER CAPITAL ADVISORS, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JUNIPER CAPITAL II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JUNIPER CAPITAL III GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JUNIPER CAPITAL IV GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JUNIPER HIGH NOON PARTNERS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| JUNIPER NORTH PEAK PARTNERS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| JUNIPER CAPITAL IV, L.P. | Private Equity Fund | $278.9M | $10.0M | 40 |
| JUNIPER HIGH NOON PARTNERS, L.P. | Private Equity Fund | $55.0M | $0.0M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GEISER, EDWARD, JOSEPH | Individual | – | EXECUTIVE MANAGING DIRECTOR AND LIMITED PARTNER | 09/2020 | 50-75% |
| CUMMING, KEVIN, VIALL | Individual | – | SENIOR MANAGING DIRECTOR AND LIMITED PARTNER | 09/2020 | 10-25% |
| GALLUN, SCOTT, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER | 09/2020 | < 5% |
| GRAY, Timothy, Walker | Individual | – | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND LIMITED PARTNER | 09/2020 | 5-10% |
| JUNIPER CAPITAL ADVISORS GP, LLC | Domestic Entity | – | GENERAL PARTNER | 02/2020 | < 5% |
| SCHMIDT, JOSHUA, PATRICK | Individual | – | MANAGING DIRECTOR AND LIMITED PARTNER | 09/2020 | 10-25% |
| GEISER, EDWARD, JOSEPH | Individual | JUNIPER CAPITAL ADVISORS GP, LLC | FOUNDER, MEMBER AND MANAGING DIRECTOR | 07/2014 | > 75% |