BERKADIA CAPITAL ADVISORS LLC
Adviser information for BERKADIA CAPITAL ADVISORS LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $809.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $809.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $809.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120783 |
|---|---|
| SEC ERA File Number | 801-120783 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312130 |
| Legal Entity Identifier | None |
Principal Office
323 NORRISTOWN ROADSUITE 300
AMBLER
PA
United States
Monday - Friday, 9:00-5:00 ET
Tel: 215-328-3978, Fax: None
Chief Compliance Officer
ANN GRIFFITH
7209 VAN NESS CT
MCLEAN
VA
United States
Tel:
703-304-2682
A**@*********************M
(Full email address available in API data)
Regulatory Contact
RICHARD BENDIT
ASSISTANT GENERAL COUNSEL
323 NORRISTOWN ROAD
SUITE 300
AMBLER
PA
United States
Tel:
215-328-3683
R*************@***********M
(Full email address available in API data)
Industry Affiliates
| BERKADIA AFFORDABLE TAX CREDIT SOLUTIONS LLC | Sponsor or syndicator of limited partnerships |
| BERKADIA REAL ESTATE ADVISORS INC. | Real estate broker or dealer |
| BERKADIA REAL ESTATE ADVISORS LLC | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BRC LEVERAGED BRIDGE LOAN FUND LP | BRIDGE LOAN INVESTMENT FUND | $277.7M | $0.0M | 2 |
| BRC MULTIFAMILY BRIDGE LOAN FUND LP | BRIDGE LOAN INVESTMENT FUND | $531.4M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRIFFITH, ANN, MARGARET | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |
| BERKADIA PROPRIETARY HOLDING LLC | Domestic Entity | – | SOLE MEMBER | 12/2020 | > 75% |
| BERKADIA COMMERCIAL MORTGAGE HOLDING LLC | Domestic Entity | BERKADIA PROPRIETARY HOLDING LLC | OWNER | 12/2011 | > 75% |
| LUK SERVICING, LLC | Domestic Entity | BERKADIA COMMERCIAL MORTGAGE HOLDING LLC | OWNER | 09/2009 | 50-75% |
| COLUMBIA INSURANCE COMPANY | Domestic Entity | BERKADIA COMMERCIAL MORTGAGE HOLDING LLC | OWNER | 09/2009 | 50-75% |
| JEFFERIES US HOLDINGS LLC | Domestic Entity | LUK SERVICING, LLC | OWNER | 12/2021 | > 75% |
| JEFFERIES FINANCIAL GROUP INC. | Domestic Entity | JEFFERIES US HOLDINGS LLC | OWNER | 12/1998 | > 75% |
| BH COLUMBIA INC. | Domestic Entity | COLUMBIA INSURANCE COMPANY | OWNER | 12/1997 | > 75% |
| BERKSHIRE HATHAWAY INC. | Domestic Entity | BH COLUMBIA INC. | OWNER | 06/1998 | > 75% |
| Herrmann, Beth Ann | Individual | – | PRESIDENT | 12/2020 | < 5% |