PETERSON FINANCIAL GROUP, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Iowa, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,086	$190.4M
Non-Discretionary	0	$0
Total	1,086	$190.4M

Clients

Type	Number	RAUM
Individuals	413	$138.2M
HNW Individuals	45	$52.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	190.4M
Portfolio Manager	190.4M
Both for Same	190.4M

Portfolio Manager to Program	Sponsor
PETERSON FINANCIAL GROUP WRAP FEE PROGRAM	PETERSON FINANCIAL GROUP, INC.

Identifiers

SEC RIA File Number	801-120786
SEC ERA File Number	801-120786
SEC CIK Numbers	1903905
SEC CRD Numbers	169519
Legal Entity Identifier	None

Principal Office

220 SW 9TH ST.
SUITE 230
DES MOINES
IA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic