HFM INVESTMENT ADVISORS, LLC
Adviser information for HFM INVESTMENT ADVISORS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,200 | $257.8M |
| Non-Discretionary | 28 | $3.4M |
| Total | 1,228 | $261.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 492 | $94.6M |
| HNW Individuals | 54 | $113.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $51.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $1.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 28 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesSOLICITOR FEES |
Identifiers
| SEC RIA File Number | 801-120796 |
|---|---|
| SEC ERA File Number | 801-120796 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289103 |
| Legal Entity Identifier | None |
Principal Office
102 WEST HIGH STREETSUITE 200
GLASSBORO
NJ
United States
Monday - Friday, 8:00 AM - 5:30 PM
Tel: 856-232-2270, Fax: 856-307-0300
Chief Compliance Officer
JASON F. GABRIELI
VICE PRESIDENT
102 WEST HIGH STREET
SUITE 200
GLASSBORO
NJ
United States
Tel:
856-232-2270
Fax:
856-307-0300
J********@**************M
(Full email address available in API data)
Regulatory Contact
MICHAEL P. PALLOZZI
PRESIDENT AND CEO
102 WEST HIGH STREET
SUITE 200
GLASSBORO
NJ
United States
Tel:
(856) 232-2270
M********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PALLOZZI, MICHAEL, PAUL | Individual | – | PRESIDENT & CEO | 06/2017 | > 75% |
| GABRIELI, JASON, FRANCIS | Individual | – | VICE PRESIDENT & CCO | 06/2017 | 10-25% |