BURKHOLDER & ASSOCIATES, LLC
Adviser information for BURKHOLDER & ASSOCIATES, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 366 | $186.5M |
| Non-Discretionary | 0 | $0 |
| Total | 366 | $186.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 30 | $15.8M |
| HNW Individuals | 55 | $153.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $16.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-120797 |
|---|---|
| SEC ERA File Number | 801-120797 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313338 |
| Legal Entity Identifier | None |
Principal Office
2 WISCONSIN CIRCLESUITE 700
CHEVY CHASE
MD
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: 301-778-9970, Fax: N/A
Chief Compliance Officer
NICHOLAS E. BURKHOLDER
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
2 WISCONSIN CIRCLE
SUITE 700
CHEVY CHASE
MD
United States
Tel:
301-778-9970
Fax:
N/A
N***@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURKHOLDER, NICHOLAS, EDWARD | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 07/2016 | > 75% |