3RD CREEK INVESTMENTS
3RD CREEK INVESTMENTS, INC. Legal Name
Adviser information for 3RD CREEK INVESTMENTS last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 248 | $116.8M |
| Non-Discretionary | 58 | $12.5M |
| Total | 306 | $129.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 48 | $15.3M |
| HNW Individuals | 27 | $82.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $19,896 |
| Charitable organizations | 7 | $30.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-120802 |
|---|---|
| SEC ERA File Number | 801-120802 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115945 |
| Legal Entity Identifier | None |
Principal Office
999 DRIVER WAYINCLINE VILLAGE
NV
United States
BY APPOINTMENT, 9AM TO 5PM
Tel: 775-832-9222, Fax: 775 743 5418
Websites
Chief Compliance Officer
GWEN STRALEY
DIRECTOR, IMPACT INVESTING & PHILANTHROPY, INVESTMENT ADVISOR REPRESENTATIVE, DIRECTOR OF IMPACT INVESTING & PHILANTHROPY
1140 N 76TH ST
SEATTLE
WA
United States
Tel:
7758329222
Fax:
775 743 5418
G*******@***********M
(Full email address available in API data)
Regulatory Contact
DAVE STRALEY
PRESIDENT
PO BOX 5406
999 DRIVER WAY
INCLINE VILLAGE
NV
United States
Tel:
775 832-9222
Fax:
775 743 5418
D*******@***********M
(Full email address available in API data)
Industry Affiliates
| 3RD CREEK ACCOUNTING | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STRALEY, DAVE, BERNARD | Individual | – | PRESIDENT | 09/2001 | > 75% |
| KIRSCHNER, HARRIS, ELLIOT | Individual | – | INVESTMENT ADVISOR REPRESENTATIVE | 06/2011 | < 5% |
| STRALEY, GWEN, LINNEA | Individual | – | INVESTMENT ADVISOR REPRESENTATIVE / CHIEF COMPLIANCE OFFICER | 02/2015 | < 5% |