PORTFOLIO STEWARDS INC.
Adviser information for PORTFOLIO STEWARDS INC. last updated from Form ADV on September 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 23 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 629 | $157.2M |
| Non-Discretionary | 0 | $0 |
| Total | 629 | $157.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 564 | $81.8M |
| HNW Individuals | 33 | $62.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 32 | $12.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120808 |
|---|---|
| SEC ERA File Number | 801-120808 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312820 |
| Legal Entity Identifier | 2549007L4TSBZIKNJ862 |
Principal Office
10 FOUR SEASONS PLACE, SUITE 401TORONTO, ONTARIO
Canada
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 905-891-6052, Fax: 866-245-3454
Chief Compliance Officer
PAUL STANLEY TYERS
PRESIDENT & CHIEF COMPLIANCE OFFICER
10 FOUR SEASONS PLACE, SUITE 401
TORONTO, ONTARIO
Canada
Tel:
905-891-6052
Fax:
866-245-3454
P*****@****************A
(Full email address available in API data)
Regulatory Contact
GERALD ZENGEYA
BUSINESS OPTIMIZATION STRATEGIST
10 FOUR SEASONS PLACE
SUITE 401
TORONTO, ON
Canada
Tel:
647-376-5835
G*******@****************A
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEALTH STEWARDS INC. | Foreign Entity | – | SHAREHOLDER | 11/2008 | > 75% |
| TYERS, PAUL, STANLEY | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 11/2011 | < 5% |
| TYERS, PAUL, STANLEY | Individual | WEALTH STEWARDS INC. | MEMBER | 01/2018 | > 75% |
| Zengeya, Gerald, Kundai | Individual | – | VP, COMPLIANCE & BUSINESS OPTIMIZATION | 01/2023 | < 5% |