NAPATREE CAPITAL LLC
Adviser information for NAPATREE CAPITAL LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Rhode Island, United States |
Employees
Total Number of Employees | 6 |
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Investment Advisory/Research | 6 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 6 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 303 | $152.8M |
Non-Discretionary | 5 | $4.0M |
Total | 308 | $156.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 85 | $11.0M |
HNW Individuals | 69 | $134.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $5.6M |
Charitable organizations | <5 | $5.5M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 22 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
90 BEACH STREETWESTERLY
RI
United States
Monday - Friday, BY APPOINTMENT
Tel: (401) 868-1115, Fax: (413) 280-5137
Chief Compliance Officer
JEFFREY M. LIGUORI
PARTNER AND CHIEF INVESTMENT OFFICER
90 BEACH STREET
WESTERLY
RI
United States
Tel:
(401) 868-1115
Fax:
(413) 280-5137
J*******@******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Maynard, James, Caldwell | Individual | – | PARTNER AND CHIEF OPERATING OFFICER | 01/2018 | 25-50% |
LIGUORI, JEFFREY, MICHAEL | Individual | – | PARTNER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | 02/2018 | 25-50% |
LANDON, MATTHEW, RUSSELL | Individual | – | PARTNER | 01/2023 | 10-25% |
Steczkowski, Jacqueline | Individual | – | DIRECTOR OF CLIENT EXPERIENCE | 09/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 417K | 4K | – |
ABBVIE INC | COM | 228K | 1K | – |
ADOBE INC | COM | 328K | 591 | – |
AFLAC INC | COM | 827K | 9K | – |
ALASKA AIR GROUP INC | COM | 683K | 17K | – |
ALPHABET INC | CAP STK CL C | 2M | 8K | – |
ALPHABET INC | CAP STK CL A | 2M | 11K | – |
AMAZON COM INC | COM | 1M | 6K | – |
AMGEN INC | COM | 405K | 1K | – |
APPLE INC | COM | 4M | 18K | – |
ARTISAN PARTNERS ASSET MGMT | CL A | 598K | 14K | – |
AUTOMATIC DATA PROCESSING IN | COM | 635K | 3K | – |
BALLYS CORPORATION | COM | 2M | 198K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 11K | – |
BLACKROCK INC | COM | 254K | 322 | – |
BUNGE GLOBAL SA | COM SHS | 838K | 8K | – |
CISCO SYS INC | COM | 606K | 13K | – |
CITIGROUP INC | COM NEW | 231K | 4K | – |
CROCS INC | COM | 687K | 5K | – |
CSG SYS INTL INC | COM | 801K | 19K | – |
CVS HEALTH CORP | COM | 737K | 12K | – |
DELTA AIR LINES INC DEL | COM NEW | 752K | 16K | – |
DISNEY WALT CO | COM | 771K | 8K | – |
EATON CORP PLC | SHS | 698K | 2K | – |
EXXON MOBIL CORP | COM | 969K | 8K | – |
FEDERAL AGRIC MTG CORP | CL C | 241K | 1K | – |
FEDEX CORP | COM | 655K | 2K | – |
FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 2M | 70K | – |
GE AEROSPACE | COM NEW | 260K | 2K | – |
GENERAL DYNAMICS CORP | COM | 402K | 1K | – |
GILEAD SCIENCES INC | COM | 398K | 6K | – |
GLOBAL PMTS INC | COM | 457K | 5K | – |
GOLDMAN SACHS GROUP INC | COM | 817K | 2K | – |
GSK PLC | SPONSORED ADR | 472K | 12K | – |
HASBRO INC | COM | 586K | 10K | – |
HELMERICH & PAYNE INC | COM | 755K | 21K | – |
HERSHEY CO | COM | 712K | 4K | – |
HOME DEPOT INC | COM | 347K | 1K | – |
INTERNATIONAL PAPER CO | COM | 1M | 25K | – |
INVESCO QQQ TR | UNIT SER 1 | 3M | 7K | – |
ISHARES INC | CORE MSCI EMKT | 5M | 86K | – |
ISHARES TR | S&P 100 ETF | 230K | 870 | – |
ISHARES TR | TIPS BD ETF | 325K | 3K | – |
ISHARES TR | CORE S&P500 ETF | 3M | 5K | – |
ISHARES TR | CORE US AGGBD ET | 2M | 20K | – |
ISHARES TR | IBOXX INV CP ETF | 328K | 3K | – |
ISHARES TR | 1 3 YR TREAS BD | 259K | 3K | – |
ISHARES TR | RUS MD CP GR ETF | 1M | 12K | – |
ISHARES TR | CORE S&P MCP ETF | 591K | 10K | – |
ISHARES TR | RUS 1000 ETF | 326K | 1K | – |
ISHARES TR | RUSSELL 2000 ETF | 339K | 2K | – |
ISHARES TR | CORE S&P SCP ETF | 937K | 9K | – |
ISHARES TR | 3 7 YR TREAS BD | 239K | 2K | – |
ISHARES TR | SHORT TREAS BD | 725K | 7K | – |
ISHARES TR | EAFE VALUE ETF | 6M | 106K | – |
ISHARES TR | EAFE GRWTH ETF | 2M | 23K | – |
ISHARES TR | 0-5 YR TIPS ETF | 377K | 4K | – |
ISHARES TR | CORE TOTAL USD | 724K | 16K | – |
ISHARES TR | CORE MSCI INTL | 843K | 13K | – |
ISHARES TR | ESG AW MSCI EAFE | 326K | 4K | – |
ISHARES TR | CORE INTL AGGR | 242K | 5K | – |
ISHARES TR | ESG SCRD S&P MID | 327K | 8K | – |
ISHARES TR | ESG SCRND S&P500 | 381K | 9K | – |
ISHARES U S ETF TR | GSCI CMDTY STGY | 235K | 9K | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 3M | 49K | – |
J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 1M | 23K | – |
JOHNSON & JOHNSON | COM | 534K | 4K | – |
JPMORGAN CHASE & CO. | COM | 1M | 6K | – |
KULICKE & SOFFA INDS INC | COM | 658K | 13K | – |
LYONDELLBASELL INDUSTRIES N | SHS - A - | 713K | 7K | – |
MANULIFE FINL CORP | COM | 278K | 10K | – |
MARSH & MCLENNAN COS INC | COM | 689K | 3K | – |
MERCK & CO INC | COM | 239K | 2K | – |
META PLATFORMS INC | CL A | 341K | 676 | – |
MICRON TECHNOLOGY INC | COM | 454K | 3K | – |
MICROSOFT CORP | COM | 3M | 7K | – |
MOLSON COORS BEVERAGE CO | CL B | 651K | 13K | – |
NEOGEN CORP | COM | 685K | 44K | – |
NETAPP INC | COM | 1M | 8K | – |
NETFLIX INC | COM | 434K | 643 | – |
NIKE INC | CL B | 329K | 4K | – |
NRG ENERGY INC | COM NEW | 371K | 5K | – |
NVIDIA CORPORATION | COM | 739K | 6K | – |
OMEGA HEALTHCARE INVS INC | COM | 239K | 7K | – |
OPERA LTD | SPONSORED ADS | 336K | 24K | – |
OVINTIV INC | COM | 282K | 6K | – |
OWENS CORNING NEW | COM | 491K | 3K | – |
PEPSICO INC | COM | 500K | 3K | – |
PFIZER INC | COM | 715K | 26K | – |
PIMCO ETF TR | ENHAN SHRT MA AC | 241K | 2K | – |
PINNACLE WEST CAP CORP | COM | 231K | 3K | – |
PINTEREST INC | CL A | 744K | 17K | – |
PLAYAGS INC | COM | 958K | 83K | – |
REGENXBIO INC | COM | 582K | 50K | – |
RTX CORPORATION | COM | 863K | 9K | – |
SCHWAB CHARLES CORP | COM | 643K | 9K | – |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 5M | 80K | – |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 3M | 35K | – |
SCHWAB STRATEGIC TR | US SML CAP ETF | 239K | 5K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 876K | 11K | – |
SPDR S&P 500 ETF TR | TR UNIT | 501K | 920 | – |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 225K | 420 | – |
SPDR SER TR | PORTFOLIO LN TSR | 1M | 44K | – |
SPDR SER TR | PORTFLI INTRMDIT | 1M | 36K | – |
SPDR SER TR | S&P METALS MNG | 2M | 25K | – |
SPDR SER TR | PORTFOLIO S&P500 | 225K | 4K | – |
SPDR SER TR | PORTFOLIO SH TSR | 2M | 55K | – |
SPDR SER TR | PORTFLI HIGH YLD | 251K | 11K | – |
SPDR SER TR | BLOOMBERG 1-3 MO | 1M | 11K | – |
SPDR SER TR | PRTFLO S&P500 HI | 316K | 8K | – |
SPDR SER TR | PORTFOLIO S&P600 | 3M | 61K | – |
STARBUCKS CORP | COM | 352K | 5K | – |
TARGET CORP | COM | 575K | 4K | – |
TEXAS INSTRS INC | COM | 289K | 1K | – |
THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | – |
THOR INDS INC | COM | 632K | 7K | – |
TUPPERWARE BRANDS CORP | COM | 56K | 40K | – |
UNITEDHEALTH GROUP INC | COM | 215K | 423 | – |
UPBOUND GROUP INC | COM | 825K | 27K | – |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 491K | 7K | – |
VANGUARD BD INDEX FDS | VANGUARD ULTRA | 877K | 18K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 3K | – |
VANGUARD INDEX FDS | MID CAP ETF | 202K | 835 | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 6K | – |
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 220K | 4K | – |
VANGUARD SCOTTSDALE FDS | TOTAL WLD BD ETF | 480K | 7K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 355K | 6K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 279K | 2K | – |
VISA INC | COM CL A | 500K | 2K | – |
WALMART INC | COM | 849K | 13K | – |
WASHINGTON TR BANCORP INC | COM | 2M | 55K | – |
WATSCO INC | COM | 290K | 626 | – |
WHIRLPOOL CORP | COM | 213K | 2K | – |
WISDOMTREE TR | US SMALLCAP DIVD | 215K | 7K | – |
ZIM INTEGRATED SHIPPING SERV | SHS | 777K | 35K | – |
ZOETIS INC | CL A | 433K | 3K | – |