BRIGHT INVESTMENTS, LLC
Adviser information for BRIGHT INVESTMENTS, LLC last updated from Form ADV on December 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 95 | $116.1M |
| Non-Discretionary | 6 | $1.1M |
| Total | 101 | $117.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 22 | $11.1M |
| HNW Individuals | 31 | $106.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $109,938 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-120845 |
|---|---|
| SEC ERA File Number | 801-120845 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 269955 |
| Legal Entity Identifier | None |
Principal Office
570 DEVALL DRIVESUITE 303
AUBURN
AL
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 334-321-2321, Fax: 334-321-2883
Chief Compliance Officer
SARAH JANE ZINK
CHIEF COMPLIANCE OFFICER
570 DEVALL DRIVE
SUITE 303
AUBURN
AL
United States
Tel:
334-321-2321
Fax:
334-321-2883
S*****@***********************M
(Full email address available in API data)
Industry Affiliates
| LYONS VIEW CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRIGHT, JOHN, FREDERICK | Individual | – | PRESIDENT | 05/2015 | < 5% |
| KUCERA, THOMAS, MILTON | Individual | – | EXECUTIVE VICE PRESIDENT AND ANALYST | 05/2015 | < 5% |
| ZINK, SARAH, JANE | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 12/2015 | < 5% |
| BRIGHT HOLDINGS, LLC | Domestic Entity | – | VOTING MEMBER | 01/2019 | > 75% |
| BRIGHT, JOHN, FREDERICK | Individual | BRIGHT HOLDINGS, LLC | PARTNER AND SHAREHOLDER | 01/2019 | 50-75% |