WAYPOINT ASSET MANAGEMENT LLC
Adviser information for WAYPOINT ASSET MANAGEMENT LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $9.7M |
| Non-Discretionary | 5 | $131.5M |
| Total | 7 | $141.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $99.8M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $9.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $31.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 93 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120857 |
|---|---|
| SEC ERA File Number | 801-120857 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166200 |
| Legal Entity Identifier | None |
Principal Office
1600 S. DIXIE HIGHWAYSUITE 109
BOCA RATON
FL
United States
Monday - Friday, 9.00-17.00
Tel: 203-658-7001, Fax: 203-658-7020
Websites
Chief Compliance Officer
AMERICO DA CORTE
CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER
28 WASHINGTON AVENUE
HADDONFIELD
NJ
United States
Tel:
203-658-7002
A*******@*************M
(Full email address available in API data)
Regulatory Contact
J.JOSE PEDREIRA
C.I.O
1600 S. DIXIE HIGHWAY
SUITE 109
BOCA RATON
FL
United States
Tel:
203-658-7007
J********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PWM GLOBAL SIF GLOBAL DYNAMIC BALANCED PORTFOLIO | FUND OF FUNDS | $7.5M | $1.0M | 1 |
| WAYPOINT ABSOLUTE RETURN FUND LLC | Hedge Fund | $2.2M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEDREIRA, JUAN, JOSE | Individual | – | PRINCIPAL | 10/2012 | > 75% |
| DA CORTE- ABREU, AMERICO | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 10/2012 | < 5% |