CROW FINANCIAL ADVISORS
CROW FINANCIAL ADVISORS LTD. CO Legal Name
Adviser information for CROW FINANCIAL ADVISORS last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Mexico, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 574 | $130.3M |
| Non-Discretionary | 0 | $0 |
| Total | 574 | $130.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 242 | $52.6M |
| HNW Individuals | 36 | $77.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $221,359 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 274 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesPLAN ADVISEMENT |
Identifiers
| SEC RIA File Number | 801-120860 |
|---|---|
| SEC ERA File Number | 801-120860 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114077 |
| Legal Entity Identifier | None |
Principal Office
8210 LOUISIANA BLVD NESUITE B
ALBUQUERQUE
NM
United States
Monday - Friday, 8:30 AM-4:00 PM
Tel: 505-243-2281, Fax: 505-243-0473
Chief Compliance Officer
VICKI CROW
CHIEF COMPLIANCE OFFICER
8210 LOUISIANA BLVD NE
SUITE B
ALBUQUERQUE
NM
United States
Tel:
505-243-2281
Fax:
505-243-0473
V****@*********M
(Full email address available in API data)
Regulatory Contact
THOMAS CROW
MANAGER
8210 LOUISIANA BLVD NE
SUITE B
ALBUQUERQUE
NM
United States
Tel:
505-243-2281
Fax:
505-243-0473
T**@*********M
(Full email address available in API data)
Industry Affiliates
| WILLIAMS INSURANCE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CROW, THOMAS, ANDREW | Individual | – | MANAGER | 01/2009 | 50-75% |
| CROW, VICKI, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2004 | 50-75% |