Hedge Fund Database

BROOKLYN FI, LLC

Adviser information for BROOKLYN FI, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,177 $227.5M
Non-Discretionary 0 $0
Total 1,177 $227.5M

Clients

Type Number RAUM
Individuals 187 $67.7M
HNW Individuals 55 $159.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 119
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-120862
SEC ERA File Number 801-120862
SEC CIK Numbers 1916123
SEC CRD Numbers 292115
Legal Entity Identifier None

Principal Office

33 NASSAU AVE
BROOKLYN
NY
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 718-690-3600, Fax: None

Websites

twitter.com/brooklyn_fi?lang=en www.brooklynfi.com/ www.instagram.com/brooklyn_f.i/ www.linkedin.com/company/brooklyn-fi www.yelp.com/biz/brooklyn-fi-brooklyn-2 www.facebook.com/brooklynfi/

Chief Compliance Officer

JOHN OWENS
DIRECTOR OF FINANCIAL PLANNING
4300 CROSSINGS BLVD. A203
LANCASTER
PA
United States
Tel: 718-690-3600
(Full email address available in API data)

Regulatory Contact

SHANE MASON
MANAGING MEMBER
33 NASSAU AVE
BROOKLYN
NY
United States
Tel: 718-690-3600
(Full email address available in API data)

Industry Affiliates

MASON TAX, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Mason, Shane, Paul Individual – MANAGING MEMBER 11/2017 25-50%
Ayers, Ally Individual – MANAGING MEMBER 08/2019 25-50%
Owens, John, Timothy Francis Individual – MEMBER, DIRECTOR OF FINANCIAL PLANNING, & CCO 08/2022 5-10%

No. Employees, Historic

20100202120222023202420254 on 3/19/20215 on 6/21/20215 on 9/27/20215 on 12/9/202110 on 2/16/202211 on 3/9/202210 on 4/14/202210 on 5/24/202210 on 5/24/202210 on 8/3/202210 on 9/15/202210 on 11/15/202210 on 11/18/20229 on 3/13/202310 on 4/20/202310 on 4/20/202310 on 6/1/20239 on 7/24/202310 on 10/10/202310 on 12/5/20239 on 3/14/2024

RAUM, Historic

300M150M02021202220232024202525480200 on 3/19/202125480200 on 6/21/202125480200 on 9/27/202125480200 on 12/9/2021127509298 on 2/16/2022127509298 on 3/9/2022127509298 on 4/14/2022127509298 on 5/24/2022127509298 on 5/24/2022127509298 on 8/3/2022127509298 on 9/15/2022127509298 on 11/15/2022127509298 on 11/18/2022151074216 on 3/13/2023151074216 on 4/20/2023151074216 on 4/20/2023151074216 on 6/1/2023151074216 on 7/24/2023151074216 on 10/10/2023151074216 on 12/5/2023227519078 on 3/14/2024

No. Clients, Historic

300150020212022202320242025147 on 3/19/2021147 on 6/21/2021147 on 9/27/2021147 on 12/9/2021147 on 2/16/2022147 on 3/9/2022147 on 4/14/2022147 on 5/24/2022147 on 5/24/2022147 on 8/3/2022147 on 9/15/2022147 on 11/15/2022147 on 11/18/2022210 on 3/13/2023210 on 4/20/2023210 on 4/20/2023210 on 6/1/2023210 on 7/24/2023210 on 10/10/2023210 on 12/5/2023242 on 3/14/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 1M 6K –
ALPHABET INC CAP STK CL A 456K 3K –
AMAZON COM INC COM 449K 2K –
APPLE INC COM 334K 2K –
BETTER HOME & FINANCE HOLDIN COM CL A 6K 13K –
DIMENSIONAL ETF TRUST US EQUITY ETF 216K 4K –
META PLATFORMS INC CL A 282K 559 –
INVESCO QQQ TR UNIT SER 1 321K 669 –
INTUIT COM 327K 497 –
ISHARES TR CORE S&P TTL STK 1M 10K –
ISHARES TR CORE S&P MCP ETF 231K 4K –
ISHARES TR RUS 2000 VAL ETF 5M 33K –
ISHARES TR RUSSELL 3000 ETF 23M 74K –
ISHARES TR EAFE SML CP ETF 5M 74K –
ISHARES TR NATIONAL MUN ETF 12M 111K –
ISHARES TR MSCI KLD400 SOC 641K 6K –
ISHARES TR 0-5 YR TIPS ETF 2M 18K –
ISHARES TR CORE MSCI EAFE 3M 41K –
ISHARES INC CORE MSCI EMKT 6M 117K –
ISHARES TR GLOBAL REIT ETF 5M 212K –
ISHARES TR ESG AWR MSCI USA 1M 10K –
ISHARES TR ESG AW MSCI EAFE 1M 16K –
ISHARES TR CORE INTL AGGR 5M 99K –
ISHARES TR BROAD USD HIGH 218K 6K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 31K –
JOHNSON & JOHNSON COM 294K 2K –
MICROSOFT CORP COM 232K 519 –
NVIDIA CORPORATION COM 641K 5K –
NUSHARES ETF TR NUVEEN ESG EMRGN 221K 8K –
BARK INC COM 650K 359K –
PALANTIR TECHNOLOGIES INC CL A 223K 9K –
SPDR S&P 500 ETF TR TR UNIT 351K 644 –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 4M 100K –
SPDR INDEX SHS FDS DJ GLB RL ES ETF 2M 48K –
SCHWAB STRATEGIC TR US BRD MKT ETF 8M 123K –
SCHWAB STRATEGIC TR INTL EQTY ETF 6M 150K –
SCHWAB STRATEGIC TR US REIT ETF 2M 121K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 3M 95K –
SENTINELONE INC CL A 295K 14K –
SQUARESPACE INC CLASS A 778K 18K –
VANGUARD STAR FDS VG TL INTL STK F 10M 161K –
VANGUARD WORLD FD ESG INTL STK ETF 2M 31K –
VANGUARD WORLD FD ESG US STK ETF 3M 26K –
VANGUARD WORLD FD MEGA CAP INDEX 311K 2K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 5M 67K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 26M 521K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 7M 144K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 8M 67K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 10M 218K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 4M 44K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 314K 4K –
VANGUARD MUN BD FDS TAX EXEMPT BD 11M 217K –
VANGUARD INDEX FDS S&P 500 ETF SHS 22M 43K –
VANGUARD INDEX FDS MCAP VL IDXVIP 311K 2K –
VANGUARD INDEX FDS REAL ESTATE ETF 2M 21K –
VANGUARD INDEX FDS SM CP VAL ETF 12M 68K –
VANGUARD INDEX FDS VALUE ETF 274K 2K –
VANGUARD INDEX FDS SMALL CP ETF 5M 25K –
VANGUARD INDEX FDS TOTAL STK MKT 27M 99K –