POLAR ASSET MANAGEMENT PARTNERS INC.
Adviser information for POLAR ASSET MANAGEMENT PARTNERS INC. last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Canada |
Employees
| Total Number of Employees | 131 |
|---|---|
| Investment Advisory/Research | 54 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $30.3B |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $30.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $30.2B |
| Pension and profit sharing plans | <5 | $118.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 88 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
16 YORK STREETSUITE 2900
TORONTO
Canada
Monday - Friday, 9AM - 5PM
Tel: 416-367-4364, Fax: 416-367-0564
Chief Compliance Officer
ANDREW MA
16 YORK STREET
SUITE 2900
TORONTO
Canada
Tel:
416-369-4463
Fax:
416-367-0564
A**@***********M
(Full email address available in API data)
Regulatory Contact
NAHRIN DISHO
SENIOR COMPLIANCE ANALYST
16 YORK STREET
SUITE 2900
TORONTO
Canada
Tel:
416-369-7146
Fax:
416-367-0564
N*****@***********M
(Full email address available in API data)
Industry Affiliates
| 1000151504 ONTARIO INC. | Sponsor, GP, manager of pooled investment vehicles |
| 1000355732 ONTARIO INC. | Sponsor, GP, manager of pooled investment vehicles |
| 2731463 ONTARIO INC. | Sponsor, GP, manager of pooled investment vehicles |
| 2816418 ONTARIO INC. | Sponsor, GP, manager of pooled investment vehicles |
| 2832335 ONTARIO INC. | Sponsor, GP, manager of pooled investment vehicles |
| POLAR CAPITAL PARTNERS GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| POLAR FUND MANAGEMENT IV, LP | Sponsor, GP, manager of pooled investment vehicles |
| POLAR FUND MANAGEMENT V, LP | Sponsor, GP, manager of pooled investment vehicles |
| POLAR MICRO-CAP FUND II GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| POLAR LONG/SHORT MASTER FUND | Hedge Fund | $1,488.4M | $0.3M | 6623 |
| POLAR MULTI-STRATEGY MASTER FUND | Hedge Fund | $28,204.2M | $0.3M | 15151 |
| POLAR SPV 2020-3 LP | Hedge Fund | $181.5M | $1.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SABOURIN, JOHN, PAUL | Individual | – | CHAIRMAN/CO-CHIEF INVESTMENT OFFICER | 09/2006 | < 5% |
| POLAR FINANCIAL CORPORATION | Foreign Entity | – | SOLE SHAREHOLDER | 03/1997 | > 75% |
| SABOURIN, THOMAS, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2006 | < 5% |
| Lemaich, Richard, Gregory | Individual | – | CHIEF OPERATING OFFICER, PRESIDENT | 04/2016 | < 5% |
| MA, ANDREW, MAN HO | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2020 | < 5% |
| POLAR CAPITAL CORPORATION | Foreign Entity | POLAR FINANCIAL CORPORATION | SHAREHOLDER | 07/2020 | 25-50% |
| FLYING WALRUS INVESTMENTS INC. | Foreign Entity | POLAR CAPITAL CORPORATION | SHAREHOLDER | 03/1997 | 25-50% |
| SABOURIN, JOHN, PAUL | Individual | FLYING WALRUS INVESTMENTS INC. | SHAREHOLDER | 03/1997 | > 75% |
| PALSAB HOLDINGS INC. | Foreign Entity | POLAR CAPITAL CORPORATION | SHAREHOLDER | 09/1998 | 25-50% |
| SABOURIN, THOMAS, JOSEPH | Individual | PALSAB HOLDINGS INC. | SHAREHOLDER | 09/1998 | > 75% |
| PUMA, RICHARD, SCOTT | Individual | – | CHIEF FINANCIAL OFFICER | 02/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 10X CAPITAL VENTURE ACQ III | CL A ORD SHS | 2M | 200K | – |
| 3M CO | COM | 8M | 79K | – |
| 99 ACQUISITION GROUP INC | *W EXP 08/25/202 | 3K | 100K | – |
| 99 ACQUISITION GROUP INC | CL A | 1M | 100K | – |
| 99 ACQUISITION GROUP INC | RIGHT 08/25/2028 | 27K | 100K | – |
| A SPAC II ACQUISITION CORP | *W EXP 10/15/202 | 14K | 1M | – |
| A SPAC II ACQUISITION CORP | RIGHT 10/15/2026 | 138K | 2M | – |
| ABCELLERA BIOLOGICS INC | COM | 349K | 118K | – |
| ABERCROMBIE & FITCH CO | CL A | 6M | 36K | – |
| ABIVAX SA | SPONSORED ADS | 704K | 53K | – |
| ABLE VIEW GLOBAL INC | *W EXP 08/18/202 | 22K | 600K | – |
| ABLE VIEW GLOBAL INC | CL B ORD SHS | 23K | 25K | – |
| ACELYRIN INC | COM | 981K | 222K | – |
| ACME UTD CORP | COM | 6M | 160K | – |
| ACRI CAPITAL ACQUISITION COR | *W EXP 02/01/202 | 15K | 280K | – |
| ACV AUCTIONS INC | COM CL A | 15M | 832K | – |
| ADVANCED DRAIN SYS INC DEL | COM | 4M | 23K | – |
| ADVANCED MICRO DEVICES INC | COM | 16M | 101K | – |
| AEON BIOPHARMA INC | CL A | 3M | 4M | – |
| AERIES TECHNOLOGY INC | CL A ORD SHS | 394K | 209K | – |
| AFRICAN AGRICULTURE HOLDINGS | *W EXP 12/06/202 | 8K | 554K | – |
| AFRICAN AGRICULTURE HOLDINGS | COM | 624 | 347K | – |
| AGILYSYS INC | COM | 3M | 25K | – |
| AGNICO EAGLE MINES LTD | COM | 3M | 42K | – |
| AGRICULTURE & NAT SOL ACQ CO | *W EXP 10/01/202 | 124K | 750K | – |
| AGRICULTURE & NAT SOL ACQ CO | SHS CL A | 10M | 1M | – |
| AI TRANSN ACQUISITION CORP | ORD SHS | 518K | 50K | – |
| AI TRANSN ACQUISITION CORP | RIGHT 09/01/2028 | 10K | 50K | – |
| AIMFINITY INVESTMENT CORP I | *W EXP 99/99/999 | 7K | 370K | – |
| AIMFINITY INVESTMENT CORP I | UNIT 04/21/2027 | 2M | 170K | – |
| AIR PRODS & CHEMS INC | COM | 2M | 9K | – |
| ALCHEMY INVTS ACQUISITN CORP | *W EXP 11/30/202 | 35K | 250K | – |
| ALCHEMY INVTS ACQUISITN CORP | SHS CL A | 4M | 400K | – |
| ALCOA CORP | COM | 6M | 150K | – |
| ALGOMA STL GROUP INC | COM | 283K | 41K | – |
| ALICO INC | COM | 3M | 126K | – |
| ALIGN TECHNOLOGY INC | COM | 10M | 40K | – |
| ALLETE INC | COM NEW | 2M | 40K | – |
| ALLIANT ENERGY CORP | NOTE 3.875% 3/1 | 27M | – | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 2M | 10K | – |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | 4K | 360K | – |
| ALPHA STAR ACQUISITION CORP | ORDINARY SHARES | 2M | 150K | – |
| ALPHA STAR ACQUISITION CORP | RIGHT 05/30/2023 | 42K | 445K | – |
| ALPHATEC HLDGS INC | COM NEW | 1M | 129K | – |
| ALPHATIME ACQUISITION CORP | *W EXP 03/01/202 | 7K | 475K | – |
| ALPHATIME ACQUISITION CORP | ORDINARY SHARES | 2M | 200K | – |
| ALPHATIME ACQUISITION CORP | RIGHT 03/01/2028 | 70K | 475K | – |
| ALPHAVEST ACQUISITION CORP | ORDINARY SHARES | 1M | 100K | – |
| ALPHAVEST ACQUISITION CORP | RIGHT 07/04/2024 | 19K | 200K | – |
| ALTAIR ENGR INC | NOTE 1.750% 6/1 | 22M | – | – |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 5K | 211K | – |
| ALTERNUS CLEAN ENERGY INC | CLASS A COM | 26K | 70K | – |
| AMAZON COM INC | COM | 15M | 80K | – |
| AMBIPAR EMERGENCY RESPONSE | *W EXP 99/99/999 | 26K | 112K | – |
| AMERICAN OUTDOOR BRANDS INC | COM | 6M | 625K | – |
| AMERICAN TOWER CORP NEW | COM | 10M | 52K | – |
| AMNEAL PHARMACEUTICALS INC | COM STK CL A | 1M | 177K | – |
| AMPHENOL CORP NEW | CL A | 19M | 277K | – |
| ANEW MED INC | *W EXP 06/21/202 | 72K | 686K | – |
| ANSYS INC | COM | 2M | 5K | – |
| APPLOVIN CORP | COM CL A | 6M | 75K | – |
| APX ACQUISITION CORP I | *W EXP 99/99/999 | 25K | 150K | – |
| APX ACQUISITION CORP I | CLASS A ORD SHS | 4M | 368K | – |
| AQUARON ACQUISITION CORP | RIGHT 07/15/2026 | 95K | 475K | – |
| ARES ACQUISITION CORP II | *W EXP 99/99/999 | 163K | 1M | – |
| ARES ACQUISITION CORP II | SHS CLASS A | 15M | 1M | – |
| ARGENX SE | SPONSORED ADR | 5M | 11K | – |
| ARISTA NETWORKS INC | COM | 9M | 25K | – |
| ARMADA ACQUISITION CORP I | *W EXP 99/99/999 | 78K | 557K | – |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 899K | 7K | – |
| ASHLAND INC | COM | 5M | 49K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 10M | 10K | – |
| ASSETMARK FINL HLDGS INC | COM | 51M | 1M | – |
| AST SPACEMOBILE INC | *W EXP 04/06/202 | 1M | 346K | – |
| AST SPACEMOBILE INC | COM CL A | 6M | 502K | – |
| ASTRIA THERAPEUTICS INC | COM | 512K | 56K | – |
| AT&T INC | COM | 20M | 1M | – |
| ATHENA TECHNOLOGY ACQ CORP I | *W EXP 10/17/202 | 4K | 109K | – |
| ATI INC | NOTE 3.500% 6/1 | 90M | – | – |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 99/99/999 | 33K | 416K | – |
| ATLAS LITHIUM CORP | COM NEW | 2M | 148K | – |
| ATRION CORP | COM | 3M | 6K | – |
| AURA FAT PROJS ACQUISITION C | *W EXP 99/99/999 | 30K | 1M | – |
| AURA FAT PROJS ACQUISITION C | CLASS A ORD | 1M | 100K | – |
| AUSTRALIAN OILSEEDS HLDGS LT | *W EXP 11/16/202 | 14K | 629K | – |
| AUSTRALIAN OILSEEDS HLDGS LT | SHS | 71K | 73K | – |
| AVANGRID INC | COM | 533K | 15K | – |
| AVERY DENNISON CORP | COM | 3M | 13K | – |
| AXON ENTERPRISE INC | NOTE 0.500%12/1 | 69M | – | – |
| AXONICS INC | COM | 336K | 5K | – |
| AZEK CO INC | CL A | 5M | 121K | – |
| BALL CORP | COM | 2M | 37K | – |
| BALLARD PWR SYS INC NEW | COM | 339K | 150K | – |
| BANZAI INTERNATIONAL INC | *W EXP 12/14/202 | 7K | 297K | – |
| BANZAI INTERNATIONAL INC | COM CL A | 5K | 31K | – |
| BARK INC | *W EXP 05/01/202 | 8K | 134K | – |
| BARNES GROUP INC | COM | 2M | 42K | – |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | 16K | 786K | – |
| BATTERY FUTURE ACQUISITION C | CL A ORD SHS | 6M | 500K | – |
| BAYTEX ENERGY CORP | COM | 87K | 25K | – |
| BAYVIEW ACQUISITION CORP | ORD SHS | 3M | 270K | – |
| BAYVIEW ACQUISITION CORP | RIGHT 99/99/9999 | 53K | 270K | – |
| BEACON ROOFING SUPPLY INC | COM | 6M | 70K | – |
| BECTON DICKINSON & CO | COM | 56M | 241K | – |
| BELLEVUE LIFE SCNCS AQSTN CO | *W EXP 02/09/202 | 10K | 360K | – |
| BELLEVUE LIFE SCNCS AQSTN CO | RIGHT 02/09/2028 | 43K | 360K | – |
| BIG TREE CLOUD HLDGS LTD | *W EXP 06/07/202 | 18K | 332K | – |
| BIG TREE CLOUD HLDGS LTD | SHS | 94K | 55K | – |
| BIO-TECHNE CORP | COM | 4M | 57K | – |
| BIOLIFE SOLUTIONS INC | COM NEW | 2M | 74K | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 4M | 50K | – |
| BITCOIN DEPOT INC | *W EXP 06/30/202 | 88K | 2M | – |
| BITCOIN DEPOT INC | COM | 192K | 106K | – |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 4K | 75K | – |
| BITFUFU INC | *W EXP 03/01/202 | 95K | 250K | – |
| BLACK HAWK ACQUISITION CORP | UNIT 99/99/9999 | 1M | 100K | – |
| BLACKLINE INC | COM | 7M | 138K | – |
| BLACKLINE INC | COM | 7M | 140K | – |
| BLACKSKY TECHNOLOGY INC | *W EXP 09/09/202 | 6K | 175K | – |
| BLACKSKY TECHNOLOGY INC | COM CL A | 0 | 94K | – |
| BLEUACACIA LTD | *W EXP 10/30/202 | 4K | 300K | – |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 21K | 600K | – |
| BLOCK INC | CL A | 8M | 122K | – |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | 57K | 950K | – |
| BLOCKCHAIN COINVSTRS ACQ CRP | CLASS A ORD | 2M | 200K | – |
| BLUE OCEAN ACQUISITION CORP | *W EXP 99/99/999 | 5K | 325K | – |
| BLUE WORLD ACQUISITION CORP | *W EXP 01/10/202 | 29K | 360K | – |
| BLUE WORLD ACQUISITION CORP | RIGHT 08/29/2029 | 115K | 520K | – |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | 1K | 88K | – |
| BLUERIVER ACQUISITION CORP | CL A ORD SHS | 2M | 150K | – |
| BOSTON SCIENTIFIC CORP | COM | 50M | 644K | – |
| BOWEN ACQUISITION CORP | RIGHT 99/99/9999 | 22K | 200K | – |
| BOWEN ACQUISITION CORP | SHS | 2M | 200K | – |
| BOWMAN CONSULTING GROUP LTD | COM | 13M | 415K | – |
| BRAND ENGAGEMENT NETWORK INC | *W EXP 03/14/202 | 5K | 167K | – |
| BRAND ENGAGEMENT NETWORK INC | COM | 0 | 200K | – |
| BROAD CAPITAL ACQUISITION CO | RIGHT 01/10/2027 | 108K | 500K | – |
| BUILDERS FIRSTSOURCE INC | COM | 3M | 23K | – |
| BUKIT JALIL GBL ACQUISITION | *W EXP 12/30/202 | 2K | 75K | – |
| BUKIT JALIL GBL ACQUISITION | ORD SHS | 2M | 150K | – |
| BUKIT JALIL GBL ACQUISITION | RIGHT 12/30/2024 | 23K | 150K | – |
| BUMBLE INC | COM CL A | 4M | 397K | – |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 79K | 315K | – |
| BWX TECHNOLOGIES INC | COM | 5M | 53K | – |
| CACTUS ACQUISITION CORP 1 LT | *W EXP 08/17/202 | 10K | 178K | – |
| CALIDI BIOTHERAPEUTICS INC | *W EXP 03/14/202 | 76K | 2M | – |
| CALIDI BIOTHERAPEUTICS INC | COM NEW | 13K | 125K | – |
| CALIX INC | COM | 19M | 532K | – |
| CANADIAN IMPERIAL BK COMM TO | COM | 2M | 35K | – |
| CANADIAN NAT RES LTD | COM | 2M | 50K | – |
| CANADIAN NATL RY CO | COM | 1M | 10K | – |
| CANNA GLOBAL ACQUISITION COR | *W EXP 99/99/999 | 14K | 1M | – |
| CARBON REVOLUTION LTD | *W EXP 99/99/999 | 16K | 475K | – |
| CARLISLE COS INC | COM | 6M | 15K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 1M | 56K | – |
| CARPARTS COM INC | COM | 1M | 1M | – |
| CARTESIAN GROWTH CORP II | *W EXP 07/12/202 | 27K | 267K | – |
| CARTESIAN GROWTH CORP II | CLASS A ORD | 3M | 260K | – |
| CARTICA ACQUISITION CORP | *W EXP 04/30/202 | 114K | 589K | – |
| CATALENT INC | COM | 562K | 10K | – |
| CCC INTELLIGENT SOLUTIONS HL | COM | 10M | 875K | – |
| CELLDEX THERAPEUTICS INC NEW | COM NEW | 429K | 12K | – |
| CENOVUS ENERGY INC | COM | 2M | 98K | – |
| CENTURION ACQUISITION CORP | UNIT 05/31/2032 | 20M | 2M | – |
| CENTURY ALUM CO | COM | 1M | 60K | – |
| CEREVEL THERAPEUTICS HLDNG I | COM | 409K | 10K | – |
| CERTARA INC | COM | 2M | 123K | – |
| CETUS CAP ACQUISITION CORP | *W EXP 01/31/202 | 8K | 292K | – |
| CETUS CAP ACQUISITION CORP | RIGHT 03/31/2024 | 83K | 292K | – |
| CF ACQUISITION CORP VII | *W EXP 03/16/202 | 22K | 333K | – |
| CHAIN BRIDGE I | CLASS A ORD | 2M | 150K | – |
| CHENGHE ACQUISITION I CO | CLASS A ORD SHS | 4M | 360K | – |
| CHENGHE ACQUISITION II CO | UNIT 05/30/2031 | 3M | 325K | – |
| CHESAPEAKE ENERGY CORP | COM | 4M | 52K | – |
| CHURCH & DWIGHT CO INC | COM | 3M | 33K | – |
| CHURCHILL CAPITAL CORP IX | UNIT 99/99/9999 | 9M | 863K | – |
| CINEMARK HLDGS INC | COM | 7M | 329K | – |
| CISCO SYS INC | COM | 15M | 318K | – |
| CLEAN HARBORS INC | COM | 6M | 26K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 9M | 600K | – |
| CLIMATEROCK | *W EXP 99/99/999 | 6K | 172K | – |
| CLIMATEROCK | RIGHT 10/31/2028 | 38K | 344K | – |
| CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 154K | 835K | – |
| CMS ENERGY CORP | NOTE 3.375% 5/0 | 34M | – | – |
| COHERENT CORP | COM | 16M | 221K | – |
| COLGATE PALMOLIVE CO | COM | 6M | 64K | – |
| COLISEUM ACQUISITION CORP | *W EXP 08/22/202 | 21K | 420K | – |
| COLLECTIVE AUDIENCE INC | COM | 32K | 58K | – |
| COLOMBIER ACQUISITION CORP I | *W EXP 11/24/202 | 130K | 433K | – |
| COLOMBIER ACQUISITION CORP I | COM SHS CL A | 11M | 1M | – |
| COLUMBUS MCKINNON CORP N Y | COM | 3M | 92K | – |
| COMMERCIAL METALS CO | COM | 3M | 58K | – |
| COMPASS DIGITAL ACQUISITN CO | *W EXP 99/99/999 | 17K | 288K | – |
| COMPASS DIGITAL ACQUISITN CO | CLASS A ORD | 5M | 500K | – |
| COMPASS PATHWAYS PLC | SPONSORED ADS | 2M | 310K | – |
| COMPLETE SOLARIA INC | *W EXP 07/31/202 | 6K | 133K | – |
| COMPLETE SOLARIA INC | COM | 4M | 4M | – |
| CONCORD ACQUISITION CORP II | *W EXP 99/99/999 | 28K | 254K | – |
| CONDUIT PHARMACEUTICALS INC | *W EXP 09/22/202 | 15K | 950K | – |
| CONFLUENT INC | CLASS A COM | 19M | 636K | – |
| CONFLUENT INC | CLASS A COM | 3M | 110K | – |
| CONSTELLATION BRANDS INC | CL A | 5M | 20K | – |
| CORNER GROWTH ACQUISITN CORP | *W EXP 99/99/999 | 7K | 250K | – |
| CORTEVA INC | COM | 4M | 66K | – |
| CRANE COMPANY | COMMON STOCK | 3M | 18K | – |
| CREDO TECHNOLOGY GROUP HOLDI | ORDINARY SHARES | 11M | 331K | – |
| CRH PLC | ORD | 2M | 28K | – |
| CRITICAL METALS CORP | *W EXP 02/27/202 | 72K | 224K | – |
| CRITICAL METALS CORP | PUBCO ORD SHS | 0 | 730K | – |
| CRONOS GROUP INC | COM | 117K | 50K | – |
| CSLM ACQUISITION CORP | *W EXP 99/99/999 | 100K | 688K | – |
| CSLM ACQUISITION CORP | CLASS A ORD SHS | 2M | 200K | – |
| CSLM ACQUISITION CORP | RIGHT 07/01/2023 | 136K | 1M | – |
| CURTISS WRIGHT CORP | COM | 5M | 18K | – |
| CYTOKINETICS INC | COM NEW | 211K | 4K | – |
| DATADOG INC | CL A COM | 10M | 78K | – |
| DENALI CAPITAL ACQUISITN COR | *W EXP 99/99/999 | 28K | 1M | – |
| DENALI THERAPEUTICS INC | COM | 560K | 24K | – |
| DENISON MINES CORP | COM | 1M | 637K | – |
| DIGIASIA CORP | *W EXP 04/02/202 | 17K | 271K | – |
| DIGITAL RLTY TR INC | COM | 16M | 102K | – |
| DIH HLDG US INC | *W EXP 04/20/202 | 44K | 1M | – |
| DIH HLDG US INC | CL A | 394K | 148K | – |
| DISH NETWORK CORPORATION | NOTE 12/1 | 7M | – | – |
| DISTOKEN ACQUISITION CORP | *W EXP 11/30/202 | 4K | 250K | – |
| DISTOKEN ACQUISITION CORP | RIGHT 99/99/9999 | 28K | 250K | – |
| DMY SQUARED TECHNOLOGY GROUP | *W EXP 99/99/999 | 45K | 300K | – |
| DOLLAR GEN CORP NEW | COM | 4M | 31K | – |
| DOUBLEVERIFY HLDGS INC | COM | 3M | 163K | – |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | 3K | 100K | – |
| DP CAP ACQUISITION CORP I | CLASS A ORD | 5M | 419K | – |
| DRAFTKINGS INC NEW | COM CL A | 6M | 167K | – |
| DT CLOUD ACQUISITION CORP | ORD SHS | 3M | 325K | – |
| DT CLOUD ACQUISITION CORP | RIGHT 02/14/2029 | 102K | 325K | – |
| DUET ACQUISITION CORP | *W EXP 07/19/202 | 3K | 200K | – |
| DUKE ENERGY CORP NEW | NOTE 4.125% 4/1 | 30M | – | – |
| DUOLINGO INC | CL A COM | 5M | 24K | – |
| DUPONT DE NEMOURS INC | COM | 3M | 39K | – |
| EASTMAN CHEM CO | COM | 3M | 26K | – |
| EATON CORP PLC | SHS | 3M | 8K | – |
| EBAY INC. | COM | 9M | 168K | – |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 25K | 990K | – |
| ECD AUTOMOTIVE DESIGN INC | COM | 675 | 75K | – |
| ECOLAB INC | COM | 11M | 48K | – |
| EDGEWISE THERAPEUTICS INC | COM | 3M | 188K | – |
| EDWARDS LIFESCIENCES CORP | COM | 1M | 11K | – |
| ELANCO ANIMAL HEALTH INC | COM | 2M | 134K | – |
| ELECTRONIC ARTS INC | COM | 9M | 62K | – |
| ELI LILLY & CO | COM | 2M | 3K | – |
| ELIEM THERAPEUTICS INC | COM | 77K | 11K | – |
| EMBRACE CHANGE ACQUISITN COR | *W EXP 10/25/202 | 6K | 325K | – |
| EMBRACE CHANGE ACQUISITN COR | ORDINARY SHARES | 4M | 325K | – |
| EMBRACE CHANGE ACQUISITN COR | RIGHT 10/25/2026 | 43K | 325K | – |
| ENBRIDGE INC | COM | 2M | 60K | – |
| ENDAVA PLC | ADS | 2M | 69K | – |
| ENDEAVOR GROUP HLDGS INC | CL A COM | 14M | 500K | – |
| ENGENE HOLDINGS INC | *W EXP 10/31/202 | 0 | 97K | – |
| ENOVIX CORPORATION | COM | 3M | 200K | – |
| ENPHYS ACQUISITION CORP | *W EXP 99/99/999 | 57K | 2M | – |
| ENVISTA HOLDINGS CORPORATION | COM | 5M | 315K | – |
| ENVOY MEDICAL INC | *W EXP 09/29/202 | 15K | 297K | – |
| ENVOY MEDICAL INC | CL A | 189K | 80K | – |
| EPAM SYS INC | COM | 10M | 54K | – |
| EQUINOX GOLD CORP | COM | 762K | 146K | – |
| ERASCA INC | COM | 622K | 264K | – |
| ESH ACQUISITION CORP | COM | 3M | 300K | – |
| ESH ACQUISITION CORP | RIGHT 99/99/9999 | 33K | 300K | – |
| EVE MOBILITY ACQUISITION COR | *W EXP 12/31/202 | 47K | 430K | – |
| EVEREST CONSOLIDATOR ACQ COR | *W EXP 99/99/999 | 46K | 225K | – |
| EVERGREEN CORPORATION | *W EXP 02/08/202 | 12K | 238K | – |
| EXACT SCIENCES CORP | COM | 951K | 23K | – |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 4K | 100K | – |
| EXPEDIA GROUP INC | COM NEW | 3M | 20K | – |
| EXTREME NETWORKS | COM | 7M | 525K | – |
| FARO TECHNOLOGIES INC | COM | 11M | 674K | – |
| FEDEX CORP | COM | 5M | 18K | – |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | 2K | 75K | – |
| FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 59K | 450K | – |
| FLAG SHIP ACQUISITION CORP | UNIT 05/22/2029 | 4M | 377K | – |
| FOCUS IMPACT ACQUISITION COR | *W EXP 99/99/999 | 20K | 576K | – |
| FOCUS IMPACT ACQUISITION COR | CLASS A COM | 4M | 376K | – |
| FOCUS IMPACT BH3 ACQUISITION | *W EXP 99/99/999 | 58K | 743K | – |
| FOCUS IMPACT BH3 ACQUISITION | CLASS A COM | 5M | 500K | – |
| FORTIS INC | COM | 971K | 25K | – |
| FORTUNA SILVER MINES INC | SDCV 4.650%10/3 | 16M | – | – |
| FOUR LEAF ACQUISITION CORP | *W EXP 03/15/202 | 7K | 152K | – |
| FOUR LEAF ACQUISITION CORP | COM CL A | 1M | 100K | – |
| FREEPORT-MCMORAN INC | CL B | 10M | 200K | – |
| FREIGHTOS LTD | ORD SHS | 94K | 50K | – |
| FRONTIER COMMUNICATIONS PARE | COM | 10M | 401K | – |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 6K | 150K | – |
| FTAC EMERALD ACQUISITION COR | CLASS A COM | 3M | 300K | – |
| FTAI AVIATION LTD | SHS | 12M | 118K | – |
| FTAI AVIATION LTD | SHS | 11M | 108K | – |
| FTI CONSULTING INC | COM | 7M | 33K | – |
| FUTURETECH II ACQUISITION CO | *W EXP 08/18/202 | 23K | 753K | – |
| GALLAGHER ARTHUR J & CO | COM | 20M | 75K | – |
| GCT SEMICONDUCTOR HLDG INC | *W EXP 03/01/202 | 10K | 65K | – |
| GE AEROSPACE | COM NEW | 3M | 21K | – |
| GENERAL MTRS CO | COM | 7M | 140K | – |
| GENERATION ASIA I ACQUISITIO | CL A ORD SHS | 5M | 400K | – |
| GERON CORP | COM | 2M | 370K | – |
| GILDAN ACTIVEWEAR INC | COM | 2M | 40K | – |
| GITLAB INC | CLASS A COM | 10M | 192K | – |
| GLAUKOS CORP | COM | 21M | 175K | – |
| GLOBAL BLOCKCHAIN ACQUI CORP | *W EXP 99/99/999 | 22K | 1M | – |
| GLOBAL BLOCKCHAIN ACQUI CORP | RIGHT 05/09/2027 | 76K | 1M | – |
| GLOBAL LIGHTS ACQUISITION CO | ORD SHS | 5M | 500K | – |
| GLOBAL LIGHTS ACQUISITION CO | RIGHT 11/14/2024 | 74K | 350K | – |
| GLOBAL STAR ACQUISITION INC | *W EXP 07/15/202 | 18K | 750K | – |
| GLOBAL STAR ACQUISITION INC | RIGHT 06/21/2024 | 94K | 750K | – |
| GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 99/99/999 | 8K | 150K | – |
| GLOBAL WTR RES INC | COM | 10M | 837K | – |
| GLOBALINK INVT INC | *W EXP 12/03/202 | 13K | 330K | – |
| GLOBALINK INVT INC | RIGHT 12/06/2026 | 143K | 921K | – |
| GLOBUS MED INC | CL A | 8M | 118K | – |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 52K | 298K | – |
| GOLDENSTONE ACQUISITION LTD | *W EXP 07/15/202 | 15K | 300K | – |
| GOLDENSTONE ACQUISITION LTD | RIGHT 07/15/2026 | 97K | 540K | – |
| GP-ACT III ACQUISITION CORP | UNIT 99/99/9999 | 25M | 2M | – |
| GRAF GLOBAL CORP | UNIT 05/31/2032 | 15M | 2M | – |
| GRAINGER W W INC | COM | 1M | 2K | – |
| GRANITE CONSTR INC | NOTE 3.750% 5/1 | 51M | – | – |
| GRAPHIC PACKAGING HLDG CO | COM | 2M | 92K | – |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 21M | – | – |
| GRIID INFRASTRUCTURE INC | *W EXP 12/29/202 | 5K | 71K | – |
| GUARDANT HEALTH INC | COM | 4M | 134K | – |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 22M | – | – |
| HARMONIC INC | COM | 15M | 1M | – |
| HASBRO INC | COM | 1M | 23K | – |
| HASHICORP INC | COM CL A | 15M | 450K | – |
| HAYMAKER ACQUISITION CORP IV | *W EXP 05/31/202 | 79K | 450K | – |
| HAYMAKER ACQUISITION CORP IV | CLASS A | 9M | 900K | – |
| HAYNES INTL INC | COM NEW | 440K | 8K | – |
| HAYWARD HLDGS INC | COM | 7M | 588K | – |
| HEALTHCARE AI ACQUISITION CO | *W EXP 12/07/202 | 13K | 251K | – |
| HENNESSY CAPITAL INVST CORP | *W EXP 99/99/999 | 80K | 534K | – |
| HNR ACQUISITION CORP | *W EXP 02/04/202 | 17K | 291K | – |
| HOLDCO NUVO GROUP D G LTD | *W EXP 05/01/202 | 15K | 495K | – |
| HOME DEPOT INC | COM | 5M | 15K | – |
| HORIZON SPACE ACQUSTN I CORP | *W EXP 12/27/202 | 5K | 275K | – |
| HORIZON SPACE ACQUSTN I CORP | ORDINARY SHARES | 2M | 200K | – |
| HORIZON SPACE ACQUSTN I CORP | RIGHT 03/02/2024 | 23K | 275K | – |
| HUBBELL INC | COM | 15M | 41K | – |
| HUDBAY MINERALS INC | COM | 490K | 54K | – |
| HUDSON ACQUISITION I CORP | RIGHT 99/99/9999 | 125K | 540K | – |
| HUNTSMAN CORP | COM | 2M | 106K | – |
| HURCO CO | COM | 13M | 831K | – |
| HYCROFT MINING HOLDING CORP | *W EXP 10/06/202 | 1K | 50K | – |
| IB ACQUISITION CORP | COM SHS | 3M | 300K | – |
| IB ACQUISITION CORP | RIGHT 09/28/2025 | 38K | 500K | – |
| ILEARNINGENGINES INC | *W EXP 04/16/202 | 641K | 962K | – |
| ILEARNINGENGINES INC | COM | 6M | 625K | – |
| IMAX CORP | COM | 6M | 375K | – |
| IMMUNOME INC | COM | 264K | 22K | – |
| IMMUNOVANT INC | COM | 2M | 75K | – |
| IMPERIAL OIL LTD | COM NEW | 2M | 22K | – |
| INCEPTION GROWTH ACQUSTN LTD | *W EXP 10/15/202 | 7K | 100K | – |
| INCEPTION GROWTH ACQUSTN LTD | RIGHT 12/08/2026 | 110K | 735K | – |
| INFINERA CORP | NOTE 3.750% 8/0 | 22M | – | – |
| INFINT ACQUISITION CORP | CL A ORD SHS | 5M | 400K | – |
| INFLECTION PT ACQUISITN CRP | *W EXP 08/31/202 | 71K | 750K | – |
| INFLECTION PT ACQUISITN CRP | CL A ORD SHS | 7M | 700K | – |
| INFORMATICA INC | COM CL A | 11M | 356K | – |
| INNOVIZ TECHNOLOGIES LTD | SHS | 2M | 2M | – |
| INSIGHT ACQUISITION CORP | *W EXP 08/26/202 | 35K | 891K | – |
| INSMED INC | COM PAR $.01 | 1M | 18K | – |
| INSPIRE MED SYS INC | COM | 4M | 30K | – |
| INSULET CORP | COM | 53M | 264K | – |
| INTEGER HLDGS CORP | NOTE 2.125% 2/1 | 72M | – | – |
| INTEGRAL ACQUISITION CORP 1 | *W EXP 05/31/202 | 33K | 325K | – |
| INTEGRAL AD SCIENCE HLDNG CO | COM | 1M | 109K | – |
| INTEGRATED WELLNESS ACQ CORP | *W EXP 10/31/202 | 5K | 213K | – |
| INTEGRATED WELLNESS ACQ CORP | ORD SHS CL A | 3M | 250K | – |
| INTELLIA THERAPEUTICS INC | COM | 1M | 45K | – |
| INTERDIGITAL INC | NOTE 3.500% 6/0 | 78M | – | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 4M | 45K | – |
| INTERNATIONAL MEDIA ACQUISIT | *W EXP 99/99/999 | 9K | 844K | – |
| INTERNATIONAL MEDIA ACQUISIT | CLASS A COM | 2M | 1M | – |
| INTERNATIONAL MEDIA ACQUISIT | RIGHT 99/99/9999 | 98K | 2M | – |
| INTUITIVE SURGICAL INC | COM NEW | 54M | 121K | – |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 6M | 160K | – |
| INVESCO QQQ TR | UNIT SER 1 | 111M | 232K | – |
| INVESTCORP EUROPE ACQUISITIO | *W EXP 12/15/202 | 27K | 370K | – |
| INVESTCORP INDIA ACQUISTN CO | *W EXP 06/01/202 | 19K | 450K | – |
| IONIS PHARMACEUTICALS INC | NOTE 1.750% 6/1 | 33M | – | – |
| IPERIONX LTD | SPONSORED ADS | 507K | 36K | – |
| IPG PHOTONICS CORP | COM | 12M | 146K | – |
| IRHYTHM TECHNOLOGIES INC | COM | 8M | 73K | – |
| IRIS ACQUISITION CORP | *W EXP 02/28/202 | 10K | 251K | – |
| IRON HORSE ACQUISITIONS CORP | *W EXP 99/99/999 | 3K | 75K | – |
| IRON HORSE ACQUISITIONS CORP | RIGHT 99/99/9999 | 20K | 75K | – |
| IRON MTN INC DEL | COM | 8M | 86K | – |
| ISHARES TR | RUSSELL 2000 ETF | 137M | 675K | – |
| ISHARES TR | IBOXX HI YD ETF | 154M | 2M | – |
| ISHARES TR | RUSSELL 2000 ETF | 20M | 98K | – |
| ISRAEL ACQUISITIONS CORP | *W EXP 99/99/999 | 15K | 300K | – |
| ITT INC | COM | 8M | 66K | – |
| IVANHOE ELECTRIC INC | COM | 2M | 250K | – |
| IX ACQUISITION CORP | *W EXP 07/31/202 | 59K | 743K | – |
| IX ACQUISITION CORP | CLASS A ORD SHS | 3M | 300K | – |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | 46K | 462K | – |
| JAWS MUSTANG ACQUISITION COR | SHS CL A | 1M | 100K | – |
| JVSPAC ACQUISITION CORP | RIGHT 11/26/2026 | 35K | 115K | – |
| JVSPAC ACQUISITION CORP | SHS CL A | 1M | 115K | – |
| KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | 1K | 125K | – |
| KAIROUS ACQUISITION CORP LTD | ORDINARY SHARES | 4M | 300K | – |
| KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | 96K | 750K | – |
| KBR INC | COM | 834K | 13K | – |
| KEEN VISION ACQUISITION CORP | *W EXP 03/15/202 | 27K | 367K | – |
| KEEN VISION ACQUISITION CORP | SHS | 9M | 879K | – |
| KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | 13K | 483K | – |
| KERNEL GROUP HOLDINGS INC | *W EXP 99/99/999 | 10K | 75K | – |
| KEURIG DR PEPPER INC | COM | 6M | 187K | – |
| KINROSS GOLD CORP | COM | 5M | 623K | – |
| KNIFE RIVER CORP | COMMON STOCK | 4M | 62K | – |
| KORNIT DIGITAL LTD | SHS | 7M | 458K | – |
| KYVERNA THERAPEUTICS INC | COM | 300K | 40K | – |
| LAMAR ADVERTISING CO NEW | CL A | 7M | 59K | – |
| LEARN CW INVESTMENT COR | *W EXP 10/08/202 | 20K | 131K | – |
| LEARN CW INVESTMENT COR | CL A ORD SHS | 1M | 100K | – |
| LEDDARTECH HLDGS INC | *W EXP 12/21/202 | 2K | 79K | – |
| LEGACY HOUSING CORP | COM | 2M | 80K | – |
| LEGATO MERGER CORP III | *W EXP 05/08/203 | 26K | 200K | – |
| LEGATO MERGER CORP III | ORD SHS | 1M | 100K | – |
| LEGEND BIOTECH CORP | SPONSORED ADS | 10M | 235K | – |
| LEXEO THERAPEUTICS INC | COM | 1M | 65K | – |
| LILIUM N V | CLASS A ORD SHS | 1M | 1M | – |
| LIONHEART HOLDINGS | UNIT 99/99/9999 | 15M | 1M | – |
| LIONSGATE STUDIOS CORP | COM | 11M | 1M | – |
| LIVE NATION ENTERTAINMENT IN | COM | 8M | 82K | – |
| LIVE NATION ENTERTAINMENT IN | NOTE 3.125% 1/1 | 56M | – | – |
| LOGISTIC PROPERTIES OF THE A | USD ORD SHS | 0 | 113K | – |
| LOUISIANA PAC CORP | COM | 1M | 17K | – |
| LUMENTUM HLDGS INC | NOTE 1.500%12/1 | 49M | – | – |
| LYFT INC | CL A COM | 3M | 216K | – |
| MACOM TECH SOLUTIONS HLDGS I | COM | 19M | 173K | – |
| MAQUIA CAPITAL ACQUISITION C | CLASS A COM | 3M | 300K | – |
| MARBLEGATE ACQUISITION CORP | *W EXP 08/31/202 | 41K | 1M | – |
| MARS ACQUISITION CORP | ORDINARY SHARES | 2M | 200K | – |
| MARS ACQUISITION CORP | RIGHT 02/09/2028 | 44K | 200K | – |
| MARTIN MARIETTA MATLS INC | COM | 5M | 9K | – |
| MASCO CORP | COM | 10M | 146K | – |
| MELAR ACQUISITION CORP. I | UNIT 06/10/2029 | 15M | 1M | – |
| MERCK & CO INC | COM | 24M | 193K | – |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 525K | 146K | – |
| META PLATFORMS INC | CL A | 20M | 39K | – |
| METAL SKY STAR ACQUISITION C | *W EXP 03/31/202 | 21K | 2M | – |
| METAL SKY STAR ACQUISITION C | ORDINARY SHARES | 5M | 450K | – |
| METAL SKY STAR ACQUISITION C | RIGHT 12/31/2025 | 135K | 2M | – |
| METHANEX CORP | COM | 9M | 183K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 9M | 100K | – |
| MICRON TECHNOLOGY INC | COM | 5M | 35K | – |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 5M | 166K | – |
| MOBIX LABS INC | *W EXP 99/99/999 | 84K | 446K | – |
| MOHAWK INDS INC | COM | 2M | 20K | – |
| MONGODB INC | CL A | 7M | 29K | – |
| MONTEREY CAP ACQUISITION COR | *W EXP 01/01/202 | 37K | 892K | – |
| MONTEREY CAP ACQUISITION COR | RIGHT 05/10/2027 | 161K | 892K | – |
| MORINGA ACQUISITION CORP | *W EXP 02/22/202 | 60K | 743K | – |
| MOUNTAIN CREST ACQSITN CORP | RIGHT 08/30/2022 | 39K | 345K | – |
| MULTISENSOR AI HOLDINGS INC | *W EXP 12/19/202 | 5K | 183K | – |
| MURANO GLOBAL INVTS PLC | *W EXP 03/19/202 | 94K | 569K | – |
| NABORS ENERGY TRANSITION COR | *W EXP 09/01/202 | 50K | 500K | – |
| NABORS ENERGY TRANSITION COR | CL A | 5M | 500K | – |
| NAPCO SEC TECHNOLOGIES INC | COM | 8M | 147K | – |
| NATERA INC | COM | 8M | 72K | – |
| NATURES MIRACLE HLDG INC | COM | 33K | 60K | – |
| NAVITAS SEMICONDUCTOR CORP | COM | 2M | 635K | – |
| NCINO INC | COM | 10M | 320K | – |
| NETFLIX INC | COM | 5M | 8K | – |
| NEW HORIZON AIRCRAFT LTD | *W EXP 99/99/999 | 7K | 435K | – |
| NEWGENIVF GROUP LIMITED | *W EXP 04/03/202 | 18K | 638K | – |
| NEWMONT CORP | COM | 772K | 18K | – |
| NKGEN BIOTECH INC | *W EXP 05/31/202 | 6K | 60K | – |
| NKGEN BIOTECH INC | COM | 1M | 1M | – |
| NORTH AMERN CONSTR GROUP LTD | COM | 21M | 1M | – |
| NORTHVIEW ACQUISITION CORP | *W EXP 08/02/202 | 11K | 200K | – |
| NORTHVIEW ACQUISITION CORP | RIGHT 99/99/9999 | 134K | 1M | – |
| NOVA VISION ACQUISITION CORP | *W EXP 12/31/202 | 5K | 364K | – |
| NOVA VISION ACQUISITION CORP | COM | 2M | 150K | – |
| NOVA VISION ACQUISITION CORP | RIGHT 12/23/2023 | 96K | 597K | – |
| NOVO-NORDISK A S | ADR | 7M | 50K | – |
| NUCOR CORP | COM | 11M | 69K | – |
| NUCOR CORP | COM | 790K | 5K | – |
| NUSCALE PWR CORP | CL A COM | 4M | 337K | – |
| NUTRIEN LTD | COM | 6M | 109K | – |
| NUVEI CORPORATION | SUB VTG SHS | 7M | 225K | – |
| NVIDIA CORPORATION | COM | 5M | 40K | – |
| NVNI GROUP LIMITED | *W EXP 11/01/202 | 4K | 187K | – |
| NVNI GROUP LIMITED | SHS | 18K | 18K | – |
| NVR INC | COM | 3M | 430 | – |
| OAK WOODS ACQUISITION CORP | *W EXP 99/99/999 | 3K | 135K | – |
| OAK WOODS ACQUISITION CORP | CL A | 1M | 135K | – |
| OAK WOODS ACQUISITION CORP | RIGHT 03/23/2028 | 24K | 135K | – |
| OCA ACQUISITION CORP | *W EXP 01/14/202 | 22K | 195K | – |
| OCEAN BIOMEDICAL INC | COM | 3M | 3M | – |
| OMNICOM GROUP INC | COM | 15M | 165K | – |
| ON SEMICONDUCTOR CORP | COM | 7M | 102K | – |
| ONEMEDNET CORP | *W EXP 11/07/202 | 12K | 357K | – |
| ONTO INNOVATION INC | COM | 5M | 23K | – |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | 6K | 300K | – |
| ORGANIGRAM HLDGS INC | COM | 15K | 75K | – |
| OWENS CORNING NEW | COM | 5M | 26K | – |
| PACKAGING CORP AMER | COM | 5M | 27K | – |
| PAGERDUTY INC | COM | 8M | 360K | – |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 15K | 427K | – |
| PARKER-HANNIFIN CORP | COM | 1M | 2K | – |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 99/99/999 | 21K | 375K | – |
| PATRICK INDS INC | NOTE 1.750%12/0 | 20M | – | – |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | 14K | 350K | – |
| PEARL HOLDINGS ACQUISITN COR | CLASS A ORD SHS | 3M | 250K | – |
| PENTAIR PLC | SHS | 19M | 243K | – |
| PERCEPTION CAPITAL CORP III | *W EXP 99/99/999 | 16K | 559K | – |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 24K | 375K | – |
| PERFICIENT INC | COM | 1M | 20K | – |
| PFIZER INC | COM | 2M | 55K | – |
| PILGRIMS PRIDE CORP | COM | 2M | 58K | – |
| PINSTRIPES HOLDINGS INC | *W EXP 09/30/202 | 27K | 239K | – |
| PINSTRIPES HOLDINGS INC | CL A COM | 0 | 140K | – |
| PINTEREST INC | CL A | 7M | 160K | – |
| PLAYAGS INC | COM | 811K | 71K | – |
| PLIANT THERAPEUTICS INC | COM | 501K | 47K | – |
| PLUM ACQUISITION CORP I | *W EXP 03/18/202 | 24K | 280K | – |
| PLUM ACQUISITION CORP I | CLASS A ORD SHS | 0 | 293K | – |
| PLUM ACQUISITION CORP III | *W EXP 03/31/202 | 54K | 765K | – |
| PONO CAP TWO INC | *W EXP 99/99/999 | 74K | 1M | – |
| POST HLDGS INC | NOTE 2.500% 8/1 | 61M | – | – |
| POWERSCHOOL HOLDINGS INC | COM CL A | 1M | 50K | – |
| POWERUP ACQUISITION CORP | *W EXP 05/23/202 | 6K | 139K | – |
| PPL CAP FDG INC | NOTE 2.875% 3/1 | 48M | – | – |
| PRECISION DRILLING CORP | COM NEW | 2M | 33K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 24K | – |
| PROGRESS SOFTWARE CORP | NOTE 1.000% 4/1 | 16M | – | – |
| PSYENCE BIOMEDICAL LTD | *W EXP 01/25/202 | 8K | 733K | – |
| PTC INC | COM | 2M | 11K | – |
| PURECYCLE TECHNOLOGIES INC | COM | 3M | 510K | – |
| PYROPHYTE ACQUISITION CORP | CL A ORD SHS | 3M | 259K | – |
| QOMOLANGMA ACQUISITION CORP | *W EXP 09/29/202 | 16K | 650K | – |
| QOMOLANGMA ACQUISITION CORP | RIGHT 09/29/2027 | 101K | 650K | – |
| QORVO INC | COM | 3M | 23K | – |
| QUANTA SVCS INC | COM | 7M | 27K | – |
| QUETTA ACQUISITION CORP | COM | 1M | 100K | – |
| R1 RCM INC | COM | 3M | 276K | – |
| REDDIT INC | CL A | 2M | 35K | – |
| REGENERON PHARMACEUTICALS | COM | 1M | 1K | – |
| RESMED INC | COM | 995K | 5K | – |
| REVIVA PHARMACEUTCLS HLDGS I | COM | 198K | 155K | – |
| REVOLUTION MEDICINES INC | COM | 757K | 20K | – |
| REVVITY INC | COM | 5M | 52K | – |
| RF ACQUISITION CORP | *W EXP 05/01/202 | 29K | 1M | – |
| RF ACQUISITION CORP | RIGHT 05/01/2028 | 47K | 475K | – |
| RF ACQUISITION CORP II | UNIT 05/01/2026 | 2M | 225K | – |
| RIGEL RESOURCE ACQ CORP | *W EXP 99/99/999 | 83K | 300K | – |
| ROADZEN INC | *W EXP 11/30/202 | 27K | 687K | – |
| ROBLOX CORP | CL A | 10M | 279K | – |
| ROCKWELL AUTOMATION INC | COM | 633K | 2K | – |
| ROGERS COMMUNICATIONS INC | CL B | 895K | 24K | – |
| ROTH CH ACQUISITION V CO | *W EXP 12/10/202 | 17K | 300K | – |
| ROTH CH ACQUISITION V CO | COM | 5M | 486K | – |
| ROYAL BK CDA | COM | 1M | 10K | – |
| ROYAL CARIBBEAN GROUP | NOTE 6.000% 8/1 | 226M | – | – |
| ROYALTY MGMT HLDG CORP | *W EXP 05/28/202 | 6K | 345K | – |
| SAIA INC | COM | 2M | 4K | – |
| SAREPTA THERAPEUTICS INC | COM | 2M | 14K | – |
| SATIXFY COMMUNICATIONS LTD | ORD SHS | 81K | 125K | – |
| SCHMID GROUP N.V. | *W EXP 04/30/202 | 317K | 720K | – |
| SCHMID GROUP N.V. | EURO SHS CL A | 590K | 142K | – |
| SCHOLAR ROCK HLDG CORP | COM | 405K | 49K | – |
| SDCL EDGE ACQUISITION CORP | *W EXP 99/99/999 | 211K | 866K | – |
| SDCL EDGE ACQUISITION CORP | CL A ORD SHS | 6M | 500K | – |
| SEALED AIR CORP NEW | COM | 5M | 143K | – |
| SELECT SECTOR SPDR TR | ENERGY | 10M | 110K | – |
| SEMTECH CORP | COM | 7M | 246K | – |
| SEMTECH CORP | COM | 4M | 150K | – |
| SEP ACQUISITION CORP | *W EXP 99/99/999 | 5K | 650K | – |
| SERVE ROBOTICS INC | COM | 1M | 542K | – |
| SERVICENOW INC | COM | 26M | 33K | – |
| SHERWIN WILLIAMS CO | COM | 5M | 18K | – |
| SIGMA LITHIUM CORPORATION | COM | 2M | 202K | – |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 12M | 152K | – |
| SILVERBOW RES INC | COM | 1M | 29K | – |
| SITIME CORP | COM | 9M | 69K | – |
| SK GROWTH OPPORTUNITIES CORP | *W EXP 06/28/202 | 119K | 500K | – |
| SK GROWTH OPPORTUNITIES CORP | CLASS A COM | 9M | 813K | – |
| SLAM CORP | CL A SHS | 834K | 75K | – |
| SNAP INC | CL A | 11M | 689K | – |
| SOLENO THERAPEUTICS INC | COM | 3M | 75K | – |
| SOUTHERN CO | NOTE 3.875%12/1 | 20M | – | – |
| SOUTHERN COPPER CORP | COM | 269K | 3K | – |
| SOUTHWESTERN ENERGY CO | COM | 1M | 150K | – |
| SPARK I ACQUISITION CORP | *W EXP 10/01/203 | 38K | 225K | – |
| SPARK I ACQUISITION CORP | ORD SHS | 2M | 200K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 27M | 50K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 299M | 550K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 25M | 46K | – |
| SPECTAIRE HLDGS INC | *W EXP 10/17/202 | 12K | 335K | – |
| SPECTAIRE HLDGS INC | COM | 116K | 1M | – |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 4M | 112K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 11M | 35K | – |
| SPRING VALLEY ACQUISTN CORP | *W EXP 02/25/202 | 24K | 300K | – |
| SPRING VALLEY ACQUISTN CORP | CLASS A ORD | 3M | 300K | – |
| SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | 72K | 600K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 12M | 563K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 125M | 7M | – |
| SPROTT PHYSICAL PLAT PALLAD | UNIT | 2M | 206K | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 75M | 8M | – |
| SQUARESPACE INC | CLASS A | 8M | 175K | – |
| SRIVARU HOLDING LIMITED | *W EXP 12/08/202 | 5K | 450K | – |
| STAAR SURGICAL CO | COM PAR $0.01 | 6M | 117K | – |
| STMICROELECTRONICS N V | NY REGISTRY | 13M | 338K | – |
| SUNCAR TECHNOLOGY GROUP INC | *W EXP 05/17/202 | 24K | 120K | – |
| SUNCOR ENERGY INC NEW | COM | 724K | 19K | – |
| SWIFTMERGE ACQUISITION CORP | *W EXP 12/13/202 | 69K | 990K | – |
| SWIFTMERGE ACQUISITION CORP | CLASS A ORD SHS | 2M | 200K | – |
| SYLVAMO CORP | COMMON STOCK | 6M | 84K | – |
| SYNTEC OPTICS HLDGS INC | *W EXP 99/99/999 | 50K | 315K | – |
| SYNTEC OPTICS HLDGS INC | CL A | 0 | 100K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 17M | 97K | – |
| TALKSPACE INC | COM | 1M | 557K | – |
| TARGET CORP | COM | 4M | 27K | – |
| TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | 89K | 809K | – |
| TECHNOLOGY & TELECOM ACQ COR | *W EXP 04/15/202 | 19K | 617K | – |
| TELEFLEX INCORPORATED | COM | 2M | 9K | – |
| TELUS CORPORATION | COM | 922K | 61K | – |
| TENX KEANE ACQUISITION | RIGHT 06/30/2028 | 129K | 400K | – |
| TERADYNE INC | COM | 5M | 34K | – |
| TESLA INC | COM | 2M | 12K | – |
| TEVOGEN BIO HLDGS INC | *W EXP 02/14/202 | 14K | 717K | – |
| TEVOGEN BIO HLDGS INC | COM | 214K | 2M | – |
| THE LION ELECTRIC COMPANY | *W EXP 12/16/202 | 125K | 725K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | – |
| THOMSON REUTERS CORP. | COM | 842K | 5K | – |
| THUNDER PWR HLDGS INC | COM | 76K | 46K | – |
| TIMKEN CO | COM | 7M | 84K | – |
| TLGY ACQUISITION CORPORATION | *W EXP 11/09/202 | 27K | 410K | – |
| TLGY ACQUISITION CORPORATION | CLASS A ORD SHS | 2M | 200K | – |
| TMT ACQUISITION CORP | RIGHT 03/27/2028 | 43K | 125K | – |
| TMT ACQUISITION CORP | SHS | 1M | 125K | – |
| TOLL BROTHERS INC | COM | 2M | 22K | – |
| TRANE TECHNOLOGIES PLC | SHS | 11M | 33K | – |
| TRANSDIGM GROUP INC | COM | 2M | 2K | – |
| TRANSMEDICS GROUP INC | COM | 361K | 2K | – |
| TRANSUNION | COM | 32M | 434K | – |
| TRANSUNION | COM | 4M | 50K | – |
| TRIMBLE INC | COM | 2M | 37K | – |
| TRISALUS LIFE SCIENCES INC | *W EXP 08/10/202 | 430K | 259K | – |
| TRISTAR ACQUISITION I CORP | *W EXP 99/99/999 | 99K | 821K | – |
| TRISTAR ACQUISITION I CORP | CL A ORD SHS | 6M | 500K | – |
| TRONOX HOLDINGS PLC | SHS | 4M | 256K | – |
| TRUGOLF HLDGS INC | CLASS A COM | 0 | 36K | – |
| UBER TECHNOLOGIES INC | COM | 6M | 83K | – |
| UNDER ARMOUR INC | CL A | 2M | 250K | – |
| UNIFIRST CORP MASS | COM | 3M | 15K | – |
| UNITED RENTALS INC | COM | 23M | 35K | – |
| UNITED STATES STL CORP | NOTE 5.000%11/0 | 173M | – | – |
| UNITED STATES STL CORP NEW | COM | 10M | 257K | – |
| UNIVERSAL DISPLAY CORP | COM | 17M | 81K | – |
| URANIUM ENERGY CORP | COM | 3M | 420K | – |
| VALE S A | SPONSORED ADS | 6M | 500K | – |
| VALE S A | SPONSORED ADS | 6M | 500K | – |
| VALUENCE MERGER CORP I | *W EXP 99/99/999 | 8K | 159K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 39M | 150K | – |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 497K | 12K | – |
| VAST RENEWABLES LIMITED | *W EXP 07/01/202 | 33K | 250K | – |
| VAXCYTE INC | COM | 7M | 98K | – |
| VEECO INSTRS INC DEL | COM | 6M | 121K | – |
| VEECO INSTRS INC DEL | NOTE 2.875% 6/0 | 43M | – | – |
| VEECO INSTRS INC DEL | NOTE 3.750% 6/0 | 27M | – | – |
| VERIZON COMMUNICATIONS INC | COM | 16M | 377K | – |
| VESTIS CORPORATION | COM SHS | 402K | 33K | – |
| VICTORIAS SECRET AND CO | COMMON STOCK | 1M | 82K | – |
| VIKING THERAPEUTICS INC | COM | 228K | 4K | – |
| VIRIDIAN THERAPEUTICS INC | COM | 1M | 110K | – |
| VISA INC | COM CL A | 9M | 34K | – |
| VISTRA CORP | COM | 2M | 28K | – |
| VOLATO GROUP INC | *W EXP 12/04/202 | 5K | 375K | – |
| VONTIER CORPORATION | COM | 1M | 27K | – |
| VSE CORP | COM | 3M | 29K | – |
| WAG GROUP CO | *W EXP 07/30/202 | 121K | 1M | – |
| WAG GROUP CO | COMMON STOCK | 185K | 116K | – |
| WALMART INC | COM | 9M | 133K | – |
| WASTE CONNECTIONS INC | COM | 754K | 4K | – |
| WASTE MGMT INC DEL | COM | 5M | 24K | – |
| WELSBACH TECH METALS ACQU CO | COM | 2M | 175K | – |
| WELSBACH TECH METALS ACQU CO | RIGHT 12/22/2026 | 69K | 579K | – |
| WESTERN ACQSTN VENTURES CORP | *W EXP 99/99/999 | 51K | 2M | – |
| WESTERN DIGITAL CORP. | COM | 20M | 268K | – |
| WESTLAKE CORPORATION | COM | 8M | 53K | – |
| WESTROCK CO | COM | 3M | 63K | – |
| WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 3K | 70K | – |
| WINVEST ACQUISITION CORP | *W EXP 08/09/202 | 8K | 561K | – |
| WINVEST ACQUISITION CORP | RIGHT 99/99/9999 | 43K | 575K | – |
| WIX COM LTD | SHS | 5M | 34K | – |
| WM TECHNOLOGY INC | *W EXP 06/16/202 | 13K | 251K | – |
| WOLFSPEED INC | NOTE 1.875%12/0 | 11M | – | – |
| XBP EUROPE HOLDINGS INC | *W EXP 11/30/202 | 3K | 76K | – |
| XPO INC | COM | 3M | 29K | – |
| XYLEM INC | COM | 26M | 189K | – |
| YOTTA ACQUISITION CORPORATIO | *W EXP 03/15/202 | 13K | 1M | – |
| YOTTA ACQUISITION CORPORATIO | RIGHT 03/15/2027 | 131K | 1M | – |
| ZALATORIS ACQUISITION CORP | *W EXP 99/99/999 | 18K | 743K | – |
| ZALATORIS II ACQUISITION COR | *W EXP 99/99/999 | 3K | 75K | – |
| ZALATORIS II ACQUISITION COR | CLASS A ORD | 2M | 150K | – |
| ZAPATA COMPUTING HLDGS INC | *W EXP 02/14/202 | 20K | 539K | – |
| ZAPP ELEC VEHS GROUP LTD | *W EXP 99/99/999 | 2K | 94K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 2M | 7K | – |
| ZEO ENERGY CORP | *W EXP 03/13/202 | 46K | 916K | – |
| ZETA GLOBAL HOLDINGS CORP | CL A | 2M | 118K | – |
| ZOETIS INC | CL A | 14M | 80K | – |
| ZOOMCAR HLDGS INC | *W EXP 05/31/202 | 6K | 408K | – |
| ZOOZ PWR LTD | *W EXP 04/02/202 | 5K | 150K | – |
| ZOOZ PWR LTD | SHARE | 97K | 44K | – |
| ZURA BIO LTD | CLASS A ORD SHS | 907K | 259K | – |