POPULAR ASSET MANAGEMENT
POPULAR ASSET MANAGEMENT LLC Legal Name
Adviser information for POPULAR ASSET MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $648.1M |
| Non-Discretionary | 1 | $1.5B |
| Total | 17 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $1.5B |
| Investment companies | 10 | $545.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | <5 | $10.9M |
| State or municipal gov entities | <5 | $90.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-120872 |
|---|---|
| SEC ERA File Number | 801-120872 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313653 |
| Legal Entity Identifier | None |
Principal Office
POPULAR CENTER NORTH BUILDING, 4TH FLR209 MUNOZ RIVERA AVE.
SAN JUAN
PR
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 787-754-4488, Fax: None
Websites
Chief Compliance Officer
FRANCISCO FUSTER VIGIER
SENIOR COMPLIANCE OFFICER II
POPULAR CENTER NORTH BUILDING 4TH FL
INTERNAL MAIL CODE (725)
SAN JUAN
PR
United States
Tel:
787-624-4213
Fax:
787-281-4163
F***************@**********M
(Full email address available in API data)
Regulatory Contact
DAISA RIVERA
SENIOR FIDUCIARY OFFICER
POPULAR CENTER NORTH BLDG, 4TH FLOOR
209 MUNOZ RIVERA AVE.
SAN JUAN
PR
United States
Tel:
787-765-9800 EXT. 505564
D***********@**********M
(Full email address available in API data)
Industry Affiliates
| BANCO POPULAR DE PUERTO RICO | Banking or thrift institutionPension consultant |
| POPULAR INSURANCE | Insurance company or agency |
| POPULAR SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersPension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POPULAR, INC. | Domestic Entity | – | OWNER | 04/2021 | > 75% |
| DIAZ DEL LLANO, BEATRIZ, L | Individual | – | CHIEF FINANCIAL OFFICER | 12/2021 | < 5% |
| RIVERA, ANGEL, M. | Individual | – | PRESIDENT | 07/2023 | < 5% |
| FUSTER VIGIER, FRANCISCO | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |