HONEYTREE INVESTMENT MANAGEMENT
HONEYTREE INVESTMENT MANAGEMENT LTD. Legal Name
Adviser information for HONEYTREE INVESTMENT MANAGEMENT last updated from Form ADV on December 12th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | OCTOBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23 | $7.4M |
| Non-Discretionary | 0 | $0 |
| Total | 23 | $7.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $404,761 |
| HNW Individuals | 5 | $4.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $2.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMSHARE IN ETF PROFITS AFTER EXPENSES |
Identifiers
| SEC RIA File Number | 801-120880 |
|---|---|
| SEC ERA File Number | 801-120880 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313415 |
| Legal Entity Identifier | None |
Principal Office
265 LAUDER AVE.TORONTO, ONTARIO
Canada
Monday - Friday, 9:00 AM-5:00 PM
Tel: 416-528-8369, Fax: None
Chief Compliance Officer
LIZ SIMMIE
CIO AND CEO
200 ASHDALE AVE
TORONTO ONTARIO
Canada
Tel:
416-528-8369
L**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Glick, Paula | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/SHAREHOLDER/DIRECTOR | 11/2018 | 50-75% |
| Simmie, Marjorie, Elizabeth | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER/ CHIEF INVESTMENT OFFICER/SHAREHOLDER/DIRECTOR | 11/2018 | 50-75% |