SENIOR FINANCIAL AND REALTY ASSOC.
MADERER, KEITH DANIEL Legal Name
Adviser information for SENIOR FINANCIAL AND REALTY ASSOC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 88 | $31.8M |
| Non-Discretionary | 0 | $0 |
| Total | 88 | $31.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 85 | $29.7M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 93 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 31.8M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-120896 |
|---|---|
| SEC ERA File Number | 801-120896 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126404 |
| Legal Entity Identifier | None |
Principal Office
5205 CHESTNUT RIDGE ROADORCHARD PARK
NY
United States
Monday - Friday, 9:30AM - 4:30 PM
Tel: 716-662-4470, Fax: 716-662-4470
Chief Compliance Officer
KEITH MADERER
5205 CHESTNUT RIDGE RD
ORCHARD PARK
NY
United States
Tel:
7162618981
Fax:
716-662-4470
K*********@********M
(Full email address available in API data)
Regulatory Contact
CHELSEA MAKOWSKI
5205 CHESTNUT RIDGE ROAD
ORCHARD PARK
NY
United States
Tel:
7169492531
C***********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADERER, KEITH, DANIEL | Individual | – | SOLE PROPRIETOR AND CCO | 06/1990 | > 75% |