FOREST ASSET MANAGEMENT LLC
Adviser information for FOREST ASSET MANAGEMENT LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 459 | $184.6M |
| Non-Discretionary | 0 | $0 |
| Total | 459 | $184.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 55 | $15.0M |
| HNW Individuals | 55 | $150.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $19.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120899 |
|---|---|
| SEC ERA File Number | 801-120899 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139795 |
| Legal Entity Identifier | None |
Principal Office
3401 SOUTH HARLEM AVENUESUITE 202
BERWYN
IL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 708-447-7086, Fax: 708-317-0404
Chief Compliance Officer
JOANN P. MAY
MANAGING MEMBER
3401 SOUTH HARLEM AVENUE
SUITE 202
BERWYN
IL
United States
Tel:
708-447-7086
Fax:
708-317-0404
J*****@**************M
(Full email address available in API data)
Regulatory Contact
MARK STEPHEN PESAVENTO
MEMBER
3401 SOUTH HARLEM AVENUE
SUITE 202
BERWYN
IL
United States
Tel:
708-447-7086
Fax:
708-317-0404
M****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PESAVENTO, MARK, STEPHEN | Individual | – | MEMBER | 01/2006 | 50-75% |
| MAY, JOANN, PESAVENTO | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 01/2006 | 50-75% |