ALERE PLANNING LLC
Adviser information for ALERE PLANNING LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 421 | $148.8M |
| Non-Discretionary | 1 | $196,770 |
| Total | 422 | $149.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 137 | $40.2M |
| HNW Individuals | 44 | $107.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 2.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SEI MANAGED ACCOUNTS SOLUTIONS | SEI INVESTMENTS MANAGEMENT CORPORATION |
Identifiers
| SEC RIA File Number | 801-120912 |
|---|---|
| SEC ERA File Number | 801-120912 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286121 |
| Legal Entity Identifier | None |
Principal Office
110 WEST ROADSUITE 200
TOWSON
MD
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 410-252-0088, Fax: None
Chief Compliance Officer
WILLIAM JAMES WEGLEIN
MANAGING MEMBER
110 WEST ROAD
SUITE 200
TOWSON
MD
United States
Tel:
410-252-0088
J*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEGLEIN, WILLIAM, JAMES | Individual | – | MANAGING MEMBER/CCO | 02/2017 | > 75% |