THE PLANNER'S EDGE LLC
Adviser information for THE PLANNER'S EDGE LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 495 | $142.3M |
| Non-Discretionary | 0 | $0 |
| Total | 495 | $142.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 131 | $40.9M |
| HNW Individuals | 35 | $101.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1,000 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120913 |
|---|---|
| SEC ERA File Number | 801-120913 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114616 |
| Legal Entity Identifier | None |
Principal Office
2737 78TH AVENUE SESUITE 103
MERCER ISLAND
WA
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 206-232-4500, Fax: 866-743-4090
Websites
Chief Compliance Officer
JEFFREY D. ROSS
OWNER
2737 78TH AVENUE SE
SUITE 103
MERCER ISLAND
WA
United States
Tel:
206-232-4500
Fax:
866-743-4090
I***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROSS, JEFFREY, DAVID | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2018 | > 75% |