BASTION MANAGEMENT II LLC
Adviser information for BASTION MANAGEMENT II LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $301.6M |
| Non-Discretionary | 1 | $102.0M |
| Total | 4 | $403.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $301.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $102.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesMONITORING AND SERVICING FEES FOR LOANS |
Identifiers
| SEC RIA File Number | 801-120915 |
|---|---|
| SEC ERA File Number | 801-120915 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309685 |
| Legal Entity Identifier | None |
Principal Office
281 TRESSER BLVDSUITE 1505
STAMFORD
CT
United States
Monday - Friday, 9 AM- 6PM
Tel: +1-203-594-9264, Fax: None
Chief Compliance Officer
TIMOTHY REIMINK
CO-PRESIDENT
281 TRESSER BLVD
SUITE 1505
STAMFORD
CT
United States
Tel:
812-322-2252
T*******@**************M
(Full email address available in API data)
Industry Affiliates
| BASTION GP V LLC | Sponsor, GP, manager of pooled investment vehicles |
| BASTION GP VI LLC | Sponsor, GP, manager of pooled investment vehicles |
| BASTION PROMOTE LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BASTION CONSUMER FUNDING II LLC | CLOSED-END PRIVATE CREDIT FUND | $0.0M | $0.1M | 0 |
| BASTION CONSUMER FUNDING III LLC | CLOSED-END PRIVATE CREDIT FUND | $0.0M | $20.0M | 0 |
| BASTION FUNDING IV LLC | CLOSED-END PRIVATE CREDIT FUND | $108.6M | $0.1M | 39 |
| BASTION FUNDING V LP | CLOSED-END PRIVATE CREDIT FUND | $91.4M | $1.0M | 7 |
| BASTION FUNDING VI LP | CLOSED-END PRIVATE CREDIT FUND | $99.3M | $0.1M | 36 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CORAL WAY CAPITAL | Domestic Entity | – | OWNER | 05/2016 | 10-25% |
| BRADEN, JOHN, JOSEPH | Individual | – | OWNER, PRINCIPAL | 05/2016 | 50-75% |
| REIMINK, TIMOTHY, J | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER | 05/2016 | < 5% |
| REIMINK, TIMOTHY, J | Individual | CORAL WAY CAPITAL | OWNER | 05/2016 | > 75% |
| CASTILLO LLC | Domestic Entity | – | OWNER | 10/2021 | 10-25% |
| TSLA CAPITALS S A P I DE CV | Foreign Entity | CASTILLO LLC | OWNER | 06/2011 | > 75% |
| Brum Barron, Oscar, Narciso | Individual | TSLA CAPITALS S A P I DE CV | OWNER | 06/2011 | > 75% |
| JOYCE, TIMOTHY, MICHAEL | Individual | – | OWNER, PRINCIPAL | 01/2023 | 10-25% |