HADLEY

HADLEY INVESTMENT CO. Legal Name

Adviser information for HADLEY last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 623 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services ADVICE ON INVESTING IN 529 PLANS
Compensation TRANSACTION/PROCESSING FEE

Identifiers

SEC RIA File Number 801-120920
SEC ERA File Number 801-120920
SEC CIK Numbers None
SEC CRD Numbers 313400
Legal Entity Identifier None

Principal Office

920 N KINGS ROAD
APT 224
WEST HOLLYWOOD
CA
United States
Monday - Friday, 9-6
Tel: 9542540193, Fax: None

Chief Compliance Officer

JOSHUA EVAN MILLER
920 N KINGS ROAD
APT 224
WEST HOLLYWOOD
CA
United States
Tel: 9542540193
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Miller, Joshua, Evan Individual CEO AND CCO 08/2020 > 75%

No. Employees, Historic

1050202120222023202420252 on 3/24/20212 on 3/21/20222 on 6/9/20222 on 6/9/20221 on 7/22/20221 on 8/11/20222 on 3/27/20232 on 2/12/2024

RAUM, Historic

0002021202220230 on 3/24/20210 on 3/21/20220 on 6/9/20220 on 6/9/20220 on 7/22/20220 on 8/11/2022

No. Clients, Historic

7003500202120222023202420250 on 3/24/20210 on 3/21/20220 on 6/9/20220 on 6/9/20220 on 7/22/20220 on 8/11/2022246 on 3/27/2023623 on 2/12/2024