HERITAGE WEALTH MANAGEMENT GROUP, LTD
Adviser information for HERITAGE WEALTH MANAGEMENT GROUP, LTD last updated from Form ADV on March 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 513 | $137.5M |
| Non-Discretionary | 24 | $19.2M |
| Total | 537 | $156.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 167 | $92.8M |
| HNW Individuals | 31 | $63.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $250,206 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $465,146 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120938 |
|---|---|
| SEC ERA File Number | 801-120938 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148459 |
| Legal Entity Identifier | None |
Principal Office
733 BOUSH STREETSUITE 100
NORFOLK
VA
United States
Monday - Friday, 9:00AM - 4:30 PM
Tel: 757-321-3725 EXT. 205, Fax: (757) 210-4084
Websites
Chief Compliance Officer
KEVIN PATRICK HUSSEY
PRESIDENT/CHIEF COMPLIANCE OFFICER
733 BOUSH STREET
SUITE 100
NORFOLK
VA
United States
Tel:
757-321-3725
K******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRYAN, PETER, HUMPHREY | Individual | – | SHAREHOLDER | 01/2024 | 25-50% |
| TEKAMP, MARK, HOWARD | Individual | – | CHIEF INVESTMENT STRATEGIST, FINANCIAL ADVISOR | 11/2018 | 25-50% |
| COPLON, STEPHEN, JEFFREY | Individual | – | VICE PRESIDENT FINANCE & DIRECTOR OF DEVELOPMENT | 04/2019 | 10-25% |
| BROADHURST, MICHAEL, BENJAMIN | Individual | – | FINANCIAL ADVISOR | 02/2021 | 5-10% |
| TEKAMP, MARGIE, GEISLER | Individual | – | CUSTOMER CARE DIRECTOR | 02/2021 | 5-10% |
| HUSSEY, KEVIN, PATRICK | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2024 | 25-50% |