K2 FINANCIAL INC.
Adviser information for K2 FINANCIAL INC. last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 768 | $114.2M |
| Non-Discretionary | 315 | $39.7M |
| Total | 1,083 | $153.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 326 | $92.3M |
| HNW Individuals | 36 | $59.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $812,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120939 |
|---|---|
| SEC ERA File Number | 801-120939 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300913 |
| Legal Entity Identifier | None |
Principal Office
233 SOUTH GLENDORA AVENUEGLENDORA
CA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 626-553-6113, Fax: 626-389-4001
Websites
www.facebook.com/k2financialpartners/
www.linkedin.com/in/kevin-kurimoto-cfa-cfp%c2%ae-m-s-965657140/
www.linkedin.com/in/travis-bettfreund-8402238/
www.linkedin.com/in/matthew-phillips-profile/
www.linkedin.com/in/rene-rodriguez-bb6b901/
www.linkedin.com/company/k2financial/
k2financialpartners.com
Chief Compliance Officer
TRAVIS BETTFREUND
233 SOUTH GLENDORA AVENUE
GLENDORA
CA
United States
Tel:
626-553-6113
Fax:
626-389-4001
I***@**********************M
(Full email address available in API data)
Industry Affiliates
| K2 BENEFITS AND INSURANCE SERVICES, INC. | Insurance company or agency |
| K2 SAGE OPTIONS INSURANCE AGENCY, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KURIMOTO, KEVIN, TAKUMI | Individual | – | VICE PRESIDENT | 09/2023 | 50-75% |
| Kapadia, Allison, Ranae | Individual | – | PRESIDENT | 09/2023 | 25-50% |
| BETTFREUND, TRAVIS, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER/SECRETARY | 09/2023 | 25-50% |