GANIM PRIVATE WEALTH
GFS WEALTH MANAGEMENT ADVISORS, INC. Legal Name
Adviser information for GANIM PRIVATE WEALTH last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 56 | $131.5M |
| Non-Discretionary | 0 | $0 |
| Total | 56 | $131.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 29 | $17.3M |
| HNW Individuals | 25 | $97.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.1M |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $7.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GFS WEALTH MANAGEMENT ADVISORS, INC. WRAP FEE PROGRAM | GANIM PRIVATE WEALTH |
Identifiers
| SEC RIA File Number | 801-120943 |
|---|---|
| SEC ERA File Number | 801-120943 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285679 |
| Legal Entity Identifier | None |
Principal Office
2 ENTERPRISE DRIVESUITE 305
SHELTON
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (203) 335-0851, Fax: (203) 549-0549
Websites
Chief Compliance Officer
GARRETT TAYLOR
CHIEF COMPLIANCE OFFICER
2 ENTERPRISE DRIVE
SUITE 305
SHELTON
CT
United States
Tel:
(203) 335-0851
Fax:
(203) 549-0549
G******@*****************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER LAWRENCE GANIM
PRESIDENT
2 ENTERPRISE DRIVE
SUITE 305
SHELTON
CT
United States
Tel:
(203) 335-0851
Fax:
(203) 549-0549
C*****@*****************M
(Full email address available in API data)
Industry Affiliates
| GANIM INSURANCE CONSULTANTS, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COASTLINE HOLDINGS GROUP, LLC | Domestic Entity | – | OWNER | 12/2020 | 10-25% |
| GANIM, CHRISTOPHER, LAWRENCE | Individual | – | PRESIDENT | 01/2021 | < 5% |
| TAYLOR, GARRETT, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |