ATLAS FINANCIAL ADVISORS, INC.
Adviser information for ATLAS FINANCIAL ADVISORS, INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 927 | $99.2M |
| Non-Discretionary | 9 | $6.8M |
| Total | 936 | $106.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 692 | $89.1M |
| HNW Individuals | <5 | $9.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $6.3M |
| Charitable organizations | 1 | $190,158 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $751,762 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersMarket timing servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSubscription fees |
Principal Office
2126 5TH AVENUEOROVILLE
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 530 589 2515, Fax: 530-512-6242
Chief Compliance Officer
ARTHUR COLE GARCIA
PRESIDENT
2126 5TH AVENUE
OROVILLE
CA
United States
Tel:
530 589 2515
Fax:
530-512-6242
C***@**********M
(Full email address available in API data)
Industry Affiliates
| SEVA REALTY | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARCIA, ARTHUR, COLE | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 12/2011 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC | COM | 548K | 3K | – |
| APPLE INC | COM | 586K | 3K | – |
| COSTCO WHSL CORP NEW | COM | 558K | 656 | – |
| DIGITAL RLTY TR INC | COM | 229K | 2K | – |
| DIREXION SHS ETF TR | DAILY 20+ YEAR T | 842K | 17K | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 211K | 4K | – |
| FIDELITY NATL INFORMATION SV | COM | 320K | 4K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 465K | 5K | – |
| HANESBRANDS INC | COM | 191K | 39K | – |
| INVESCO QQQ TR | UNIT SER 1 | 8M | 17K | – |
| ISHARES TR | 20 YR TR BD ETF | 3M | 29K | – |
| ISHARES TR | 7-10 YR TRSY BD | 5M | 51K | – |
| ISHARES TR | IBOXX HI YD ETF | 7M | 94K | – |
| LAUDER ESTEE COS INC | CL A | 479K | 5K | – |
| LITHIUM AMERS CORP NEW | COM SHS | 46K | 17K | – |
| LITHIUM AMERICAS ARGENTINA C | COM SHS | 57K | 18K | – |
| MICROSOFT CORP | COM | 762K | 2K | – |
| NATIONAL HEALTH INVS INC | COM | 223K | 3K | – |
| NORTHERN LTS FD TR IV | MAIN BUYWRITE | 509K | 37K | – |
| NVIDIA CORPORATION | COM | 357K | 3K | – |
| PACER FDS TR | PACER US SMALL | 274K | 6K | – |
| PACER FDS TR | US CASH COWS 100 | 3M | 58K | – |
| PIMCO ETF TR | 25YR+ ZERO U S | 9M | 116K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 14M | 26K | – |
| SPDR GOLD TR | GOLD SHS | 565K | 3K | – |
| SPDR SER TR | AEROSPACE DEF | 428K | 3K | – |
| SPDR SER TR | S&P SEMICNDCTR | 256K | 1K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 467K | 5K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 340K | 4K | – |
| SEALED AIR CORP NEW | COM | 234K | 7K | – |
| SIMPLIFY EXCHANGE TRADED FUN | VOLATILITY PREM | 464K | 21K | – |
| US BANCORP DEL | COM NEW | 711K | 18K | – |
| VANECK ETF TRUST | IG FLOATING RATE | 1M | 42K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 291K | 1K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 265K | 995 | – |