SMITH PARTNERS WEALTH MANAGEMENT, LLC
Adviser information for SMITH PARTNERS WEALTH MANAGEMENT, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 430 | $145.2M |
| Non-Discretionary | 40 | $5.0M |
| Total | 470 | $150.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 55 | $13.8M |
| HNW Individuals | 71 | $126.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.7M |
| Charitable organizations | <5 | $1.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120950 |
|---|---|
| SEC ERA File Number | 801-120950 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112231 |
| Legal Entity Identifier | None |
Principal Office
128 E FISHER AVEGREENSBORO
NC
United States
Monday - Friday, 9AM-5PM (FRI 9AM-1PM)
Tel: 336 272 9488, Fax: 336-272-2654
Chief Compliance Officer
ANNE FLEGAL SMITH
PARTNER, CHIEF COMPLIANCE OFFICER
128 EAST FISHER AVE
GREENSBORO
NC
United States
Tel:
336 272 9488
Fax:
336 272 2654
A***@**********************M
(Full email address available in API data)
Regulatory Contact
JONATHAN SMITH
MANAGING PARTNER
128 E. FISHER AVENUE
GREENSBORO
NC
United States
Tel:
3364209244
Fax:
3362729488
J*******@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, ANNE, FLEGAL | Individual | – | PARTNER, CHIEF COMPLIANCE OFFICER | 01/2003 | 25-50% |
| SMITH, JONATHAN, WILDS | Individual | – | MANAGING PARTNER | 01/2003 | 25-50% |
| SMITH, JUSTIN, WINSHIP | Individual | – | CHIEF INVESTMENT STRATEGIST | 01/2021 | 25-50% |