TURNER CAPITAL INVESTMENTS, LLC
Adviser information for TURNER CAPITAL INVESTMENTS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 638 | $106.9M |
| Non-Discretionary | 0 | $0 |
| Total | 638 | $106.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 257 | $61.8M |
| HNW Individuals | 69 | $44.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $856,354 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $181,326 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120964 |
|---|---|
| SEC ERA File Number | 801-120964 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146134 |
| Legal Entity Identifier | None |
Principal Office
9442 CAPITAL OF TEXAS HWY NARBORETUM PLAZA ONE, SUITE 500
AUSTIN
TX
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 855-678-8200, Fax: 512-233-1706
Chief Compliance Officer
AMY GOODWIN
9442 CAPITAL OF TEXAS HWY N
ARBORETUM PLAZA ONE, SUITE 500
AUSTIN
TX
United States
Tel:
855-678-8200
A**********@***************************M
(Full email address available in API data)
Regulatory Contact
MICHAEL K TURNER
OWNER/PRESIDENT
9442 CAPITAL OF TEXAS HWY N
ARBORETUM PLAZA ONE, SUITE 500
AUSTIN
TX
United States
Tel:
855-678-8200
Fax:
512-233-1706
M**********@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TURNER, MICHAEL, K | Individual | – | PRESIDENT | 09/2007 | > 75% |
| Goodwin, Amy | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |