BOSUN ASSET MANAGEMENT, LLC
Adviser information for BOSUN ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 31 | $111.2M |
| Non-Discretionary | 6 | $52.7M |
| Total | 37 | $163.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 35 | $157.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $6.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
455 N CITYFRONT PLAZASUITE 2025
CHICAGO
IL
United States
Monday - Friday, 9AM - 5PM
Tel: 301-968-2450, Fax: None
Websites
Chief Compliance Officer
JOHN NOLAN
455 N CITYFRONT PLAZA
SUITE 2025
CHICAGO
IL
United States
Tel:
301-968-2450
J*****@**********M
(Full email address available in API data)
Regulatory Contact
MICHAEL RAPELYEA
CHIEF EXECUTIVE OFFICER
455 N CITYFRONT PLAZA
SUITE 2025
CHICAGO
IL
United States
Tel:
7074029922
M********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BOSUN ADVANTAGE LARGE CAP GROWTH, LLC. | EQUITIES-OPTIONS FUND | $3.0M | $0.5M | 11 |
| BOSUN ADVANTAGE LARGE CAP VALUE FUND, LLC. | EQUITIES-OPTIONS FUND | $3.1M | $0.5M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MISTY JO LIMITED PARTNERSHIP | Domestic Entity | – | MEMBER | 10/2019 | 25-50% |
| NOLAN, JOHN, KEVIN | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2020 | 5-10% |
| RAPELYEA, MICHAEL, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2023 | < 5% |
| BOSUN HOLDINGS, LLC | Domestic Entity | – | MEMBER | 11/2023 | > 75% |
| HEMPSTEAD HOLDINGS, LLC | Domestic Entity | BOSUN HOLDINGS, LLC | MEMBER | 11/2023 | 50-75% |
| MISTY JO BOSUN HOLDINGS, LLC | Domestic Entity | BOSUN HOLDINGS, LLC | MEMBER | 11/2023 | 25-50% |
| RAPELYEA, MICHAEL, DAVID | Individual | HEMPSTEAD HOLDINGS, LLC | MEMBER | 11/2023 | > 75% |
| BRODSKY, MICHAEL, BENJAMIN | Individual | MISTY JO BOSUN HOLDINGS, LLC | MEMBER | 11/2023 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 243K | 2K | – |
| ABBVIE INC | COM | 726K | 4K | – |
| ABERCROMBIE & FITCH CO | CL A | 243K | 1K | – |
| ABIVAX SA | SPONSORED ADS | 459K | 35K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 4M | 13K | – |
| ACM RESH INC | COM CL A | 341K | 15K | – |
| ADMA BIOLOGICS INC | COM | 848K | 76K | – |
| ADS TEC ENERGY PLC | SHS | 190K | 15K | – |
| AEROVIRONMENT INC | COM | 249K | 1K | – |
| ALKAMI TECHNOLOGY INC | COM | 261K | 9K | – |
| ALPHABET INC | CAP STK CL C | 2M | 11K | – |
| ALPHABET INC | CAP STK CL A | 328K | 2K | – |
| ALPS ETF TR | BARRONS 400 ETF | 663K | 10K | – |
| AMAZON COM INC | COM | 3M | 14K | – |
| AMERICAN ELEC PWR CO INC | COM | 272K | 3K | – |
| AMERICAN PUB ED INC | COM | 753K | 43K | – |
| AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 2M | 79K | – |
| AMGEN INC | COM | 716K | 2K | – |
| APPLE INC | COM | 6M | 27K | – |
| ARGAN INC | COM | 3M | 44K | – |
| ARHAUS INC | COM CL A | 314K | 19K | – |
| ARLO TECHNOLOGIES INC | COM | 927K | 71K | – |
| ASPEN AEROGELS INC | COM | 1M | 44K | – |
| ASTRONICS CORP | COM | 1M | 57K | – |
| ATI INC | COM | 373K | 7K | – |
| AVADEL PHARMACEUTICALS PLC | COM SHS | 330K | 24K | – |
| BALL CORP | COM | 720K | 12K | – |
| BANCO BBVA ARGENTINA S A | SPONSORED ADS | 146K | 16K | – |
| BANK AMERICA CORP | COM | 203K | 5K | – |
| BARRETT BUSINESS SVCS INC | COM | 594K | 18K | – |
| BEL FUSE INC | CL B | 489K | 8K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| BLACKROCK INC | COM | 474K | 602 | – |
| BLUE BIRD CORP | COM | 711K | 13K | – |
| BROADCOM INC | COM | 655K | 408 | – |
| BROOKDALE SR LIVING INC | COM | 1M | 152K | – |
| BWX TECHNOLOGIES INC | COM | 2M | 18K | – |
| CAMECO CORP | COM | 1M | 28K | – |
| CAMTEK LTD | ORD | 217K | 2K | – |
| CANTALOUPE INC | COM | 200K | 30K | – |
| CARPENTER TECHNOLOGY CORP | COM | 400K | 4K | – |
| CARVANA CO | CL A | 2M | 13K | – |
| CATERPILLAR INC | COM | 675K | 2K | – |
| CBOE GLOBAL MKTS INC | COM | 16M | 93K | – |
| CECO ENVIRONMENTAL CORP | COM | 1M | 39K | – |
| CELLEBRITE DI LTD | ORDINARY SHARES | 202K | 17K | – |
| CENTRAL PUERTO S A | SPONSORED ADR | 373K | 41K | – |
| CLOROX CO DEL | COM | 238K | 2K | – |
| CME GROUP INC | COM | 568K | 3K | – |
| COCA COLA CO | COM | 422K | 7K | – |
| CORE SCIENTIFIC INC NEW | COM | 1M | 138K | – |
| COSTCO WHSL CORP NEW | COM | 534K | 628 | – |
| COVENANT LOGISTICS GROUP INC | CL A | 865K | 18K | – |
| CREDO TECHNOLOGY GROUP HOLDI | ORDINARY SHARES | 343K | 11K | – |
| CRESUD S A C I F Y A | SPONSORED ADR | 202K | 25K | – |
| DANAHER CORPORATION | COM | 826K | 3K | – |
| DAVE INC | CLASS A COM NEW | 241K | 8K | – |
| DEERE & CO | COM | 560K | 2K | – |
| DENISON MINES CORP | COM | 297K | 149K | – |
| DESPEGAR COM CORP | ORD SHS | 2M | 124K | – |
| DONNELLEY FINL SOLUTIONS INC | COM | 706K | 12K | – |
| DUOLINGO INC | CL A COM | 2M | 8K | – |
| ELI LILLY & CO | COM | 2M | 3K | – |
| ESTABLISHMENT LABS HLDGS INC | COM | 542K | 12K | – |
| EXXON MOBIL CORP | COM | 212K | 2K | – |
| FIRST WATCH RESTAURANT GROUP | COM | 205K | 12K | – |
| GE AEROSPACE | COM NEW | 366K | 2K | – |
| GENEDX HOLDINGS CORP | COM CL A | 4M | 167K | – |
| GENERAL DYNAMICS CORP | COM | 290K | 1K | – |
| GRUPO SUPERVIELLE S.A. | SPONSORED ADR | 200K | 29K | – |
| HONEYWELL INTL INC | COM | 277K | 1K | – |
| HURON CONSULTING GROUP INC | COM | 368K | 4K | – |
| IES HLDGS INC | COM | 2M | 15K | – |
| ILLINOIS TOOL WKS INC | COM | 450K | 2K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 274K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 553K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2M | 12K | – |
| IRSA INVERSIONES Y REP S A | SPON GDS ECH 10 | 701K | 78K | – |
| ISHARES TR | SELECT DIVID ETF | 242K | 2K | – |
| ISHARES TR | CORE S&P MCP ETF | 293K | 5K | – |
| ISHARES TR | RUS 1000 VAL ETF | 698K | 4K | – |
| ISHARES TR | RUS 2000 VAL ETF | 524K | 3K | – |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 7K | – |
| JOBY AVIATION INC | COMMON STOCK | 423K | 83K | – |
| JOHNSON & JOHNSON | COM | 512K | 4K | – |
| JPMORGAN CHASE & CO. | COM | 647K | 3K | – |
| KINIKSA PHARMACEUTICALS INTL | ORD SHS CL A | 408K | 22K | – |
| KURA ONCOLOGY INC | COM | 786K | 38K | – |
| KURA SUSHI USA INC | CL A COM | 560K | 9K | – |
| LIMBACH HLDGS INC | COM | 2M | 28K | – |
| LIVEPERSON INC | COM | 9K | 16K | – |
| LOVESAC COMPANY | COM | 555K | 25K | – |
| LOWES COS INC | COM | 270K | 1K | – |
| MAXCYTE INC | COM | 226K | 58K | – |
| MERCK & CO INC | COM | 230K | 2K | – |
| META PLATFORMS INC | CL A | 315K | 624 | – |
| MICRON TECHNOLOGY INC | COM | 526K | 4K | – |
| MICROSOFT CORP | COM | 2M | 4K | – |
| MILLER INDS INC TENN | COM NEW | 807K | 15K | – |
| MODINE MFG CO | COM | 544K | 5K | – |
| MONDAY COM LTD | SHS | 308K | 1K | – |
| NEWPARK RES INC | COM PAR $.01NEW | 578K | 69K | – |
| NORTHERN TR CORP | COM | 4M | 50K | – |
| NUSCALE PWR CORP | CL A COM | 4M | 320K | – |
| NVIDIA CORPORATION | COM | 3M | 20K | – |
| OPERA LTD | SPONSORED ADS | 226K | 16K | – |
| OSCAR HEALTH INC | CL A | 4M | 225K | – |
| PEPSICO INC | COM | 334K | 2K | – |
| PHILIP MORRIS INTL INC | COM | 359K | 4K | – |
| POWELL INDS INC | COM | 3M | 20K | – |
| POWERFLEET INC | COM | 285K | 62K | – |
| PREFORMED LINE PRODS CO | COM | 775K | 6K | – |
| PROCTER AND GAMBLE CO | COM | 553K | 3K | – |
| RUSH STREET INTERACTIVE INC | COM | 1M | 151K | – |
| RXSIGHT INC | COM | 3M | 53K | – |
| SALESFORCE INC | COM | 1M | 5K | – |
| SAMSARA INC | COM CL A | 1M | 39K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 629K | 10K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 389K | 5K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 303K | 4K | – |
| SERVICENOW INC | COM | 289K | 367 | – |
| SKYWEST INC | COM | 221K | 3K | – |
| SMITH A O CORP | COM | 491K | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| STERLING INFRASTRUCTURE INC | COM | 746K | 6K | – |
| STRIDE INC | COM | 254K | 4K | – |
| SWEETGREEN INC | COM CL A | 6M | 185K | – |
| SYMBOTIC INC | CLASS A COM | 902K | 26K | – |
| TASEKO MINES LTD | COM | 311K | 127K | – |
| TECHNIPFMC PLC | COM | 1M | 43K | – |
| TESLA INC | COM | 2M | 9K | – |
| THE REAL BROKERAGE INC | COM NEW | 2M | 532K | – |
| THREDUP INC | CL A | 102K | 60K | – |
| TRANSMEDICS GROUP INC | COM | 2M | 13K | – |
| TWIST BIOSCIENCE CORP | COM | 771K | 16K | – |
| UBER TECHNOLOGIES INC | COM | 1M | 18K | – |
| UNITED PARCEL SERVICE INC | CL B | 275K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 251K | 493 | – |
| UNIVERSAL TECHNICAL INST INC | COM | 598K | 38K | – |
| URANIUM ENERGY CORP | COM | 70K | 12K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 365K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 268K | 1K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 268K | 1K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 4M | 36K | – |
| VERTEX INC | CL A | 299K | 8K | – |
| VICTORY CAP HLDGS INC | COM CL A | 246K | 5K | – |
| VIKING THERAPEUTICS INC | COM | 488K | 9K | – |
| VISA INC | COM CL A | 604K | 2K | – |
| VSE CORP | COM | 4M | 40K | – |
| WARBY PARKER INC | CL A COM | 897K | 56K | – |
| WEC ENERGY GROUP INC | COM | 3M | 43K | – |
| WISDOMTREE INC | COM | 1M | 105K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 655K | 9K | – |
| ZETA GLOBAL HOLDINGS CORP | CL A | 185K | 11K | – |