PERINI CAPITAL
PERINI CAPITAL, LLC Legal Name
Adviser information for PERINI CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Mexico, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 78 | $118.1M |
| Non-Discretionary | 4 | $42.8M |
| Total | 82 | $161.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $1.2M |
| HNW Individuals | 33 | $80.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $79.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120968 |
|---|---|
| SEC ERA File Number | 801-120968 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158540 |
| Legal Entity Identifier | None |
Principal Office
16950 VIA DE SANTA FE#102
RANCHO SANTA FE
CA
United States
Monday - Friday, 6:30AM - 3:00PM
Tel: 575-725-1978, Fax: None
Chief Compliance Officer
JUSTIN LONG
501 S. CHERRY ST.
610
DENVER
CO
United States
Tel:
720-263-3839
J****@****************M
(Full email address available in API data)
Regulatory Contact
MICHAEL PERINI
PRESIDENT AND CHIEF EXECUTIVE OFFICER
20715 NORTH PIMA ROAD
SUITE 108
SCOTTSDALE
AZ
United States
Tel:
575-725-1978
M******@****************M
(Full email address available in API data)
Industry Affiliates
| PERINI CAPITAL PARTNERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PERINI CAPITAL PHOENIX FUND, LLC | Hedge Fund | $5.2M | $0.3M | 4 |
| PERINI CAPITAL SPECIAL OPPORTUNITY I, LLC | Private Equity Fund | $1.4M | $0.0M | 13 |
| PERINI CAPITAL STRUCTURED CREDIT OPPORTUNITY FUND, LLC | Hedge Fund | $27.4M | $1.0M | 24 |
| SIM ENERGY FUNDING, LLC | Private Equity Fund | $0.2M | $0.3M | 1 |
| SIM ROCK FUNDING, LLC | Private Equity Fund | $7.4M | $0.3M | 14 |
| SIM SJYS FUNDING LLC | Private Equity Fund | $25.9M | $0.3M | 24 |
| STONECREST EQUITY FUND I, LLC | Private Equity Fund | $9.4M | $0.3M | 23 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PERINI, MICHAEL, DESMOND | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | MANAGING MEMBER | 06/2011 | > 75% |
| LONG, JUSTIN, TYLER | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |