CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
Adviser information for CHICAGO INVESTMENT ADVISORY COUNCIL, INC. last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,034 | $140.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,034 | $140.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 995 | $57.0M |
| HNW Individuals | 35 | $65.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $18.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120969 |
|---|---|
| SEC ERA File Number | 801-120969 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123243 |
| Legal Entity Identifier | None |
Principal Office
1601 E. MAIN STREETSUITE 1C
ST. CHARLES
IL
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 630-444-1410, Fax: 630-444-1441
Chief Compliance Officer
JOHN E. DAVIS, SR.
1601 E. MAIN STREET
SUITE 1C
ST. CHARLES
IL
United States
Tel:
630-444-1410
Fax:
6304441441
J*****@**********M
(Full email address available in API data)
Regulatory Contact
TAKSINA DAVIS
DIRECTOR
1601 E. MAIN ST., STE. 1C
ST. CHARLES
IL
United States
Tel:
630-444-1410
Fax:
630-444-1441
T*****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIS, JOHN, ELBERT | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 09/1997 | > 75% |