OUELLETTE WEALTH ADVISORY LLC
Adviser information for OUELLETTE WEALTH ADVISORY LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 636 | $179.3M |
| Total | 636 | $179.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 100 | $26.9M |
| HNW Individuals | 95 | $151.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120970 |
|---|---|
| SEC ERA File Number | 801-120970 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289242 |
| Legal Entity Identifier | None |
Principal Office
35 BEDFORD STSUITE 16
LEXINGTON
MA
United States
Monday - Friday, 8 - 5
Tel: 781-861-0766, Fax: 781-862-5300
Chief Compliance Officer
THOMAS J OUELLETTE
PRESIDENT
35 BEDFORD STREET
SUITE 16
LEXINGTON
MA
United States
Tel:
7818610766
Fax:
7818625300
T**@******************M
(Full email address available in API data)
Regulatory Contact
DEBORAH KELLEHER
CLIENT SERVICES MANAGER
35 BEDFORD STREET
SUITE 16
LEXINGTON
MA
United States
Tel:
7818610766
Fax:
7818625300
D*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OUELLETTE, THOMAS, JOSEPH | Individual | – | MANAGING MEMBER AND CCO | 06/2017 | > 75% |