MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.
Adviser information for MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 288 | $132.9M |
| Non-Discretionary | 5 | $4.5M |
| Total | 293 | $137.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 222 | $42.9M |
| HNW Individuals | 59 | $89.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $4.5M |
| Charitable organizations | <5 | $201,124 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $55,711 |
| Other | <5 | $336,631 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120971 |
|---|---|
| SEC ERA File Number | 801-120971 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297716 |
| Legal Entity Identifier | None |
Principal Office
1505 E HWY 7SUITE 200
MONTEVIDEO
MN
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 320-269-7889, Fax: None
Chief Compliance Officer
MITCHELL J THOMPSON
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
1505 E HWY 7
SUITE 200
MONTEVIDEO
MN
United States
Tel:
320-269-7889
M****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMPSON, MITCHELL, JACOB | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 06/2018 | > 75% |