GREY ROCK ASSET MANAGEMENT, LLC
Adviser information for GREY ROCK ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 109 | $235.2M |
| Non-Discretionary | 226 | $182.5M |
| Total | 335 | $417.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 58 | $417.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)ADMINISTRATIVE SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | INSURANCE PRODUCTS |
Identifiers
| SEC RIA File Number | 801-120979 |
|---|---|
| SEC ERA File Number | 801-120979 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313389 |
| Legal Entity Identifier | None |
Principal Office
5217 MCKINNEY AVENUESUITE 400
DALLAS
TX
United States
Monday - Friday, 9AM TO 5PM
Tel: 214-396-2850, Fax: None
Chief Compliance Officer
EMILY FUQUAY
GENERAL COUNSEL
5217 MCKINNEY AVENUE
SUITE 400
DALLAS
TX
United States
Tel:
214-396-2850
E****@************M
(Full email address available in API data)
Regulatory Contact
GRIFFIN PERRY
MANAGING MEMBER
5217 MCKINNEY AVENUE
SUITE 400
DALLAS
TX
United States
Tel:
214-396-2850
G******@************M
(Full email address available in API data)
Industry Affiliates
| GREY ROCK ENERGY MANAGEMENT, LLC | Other investment adviser, including financial planners |
| GREY ROCK MANAGEMENT PARTNERS IV, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PERRY, GRIFFIN, ANDREW | Individual | – | MANAGING MEMBER | 02/2021 | 25-50% |
| WALL, DOUGLAS, SCOTT | Individual | – | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | 03/2021 | 25-50% |
| MILLER, MATTHEW, READE | Individual | – | MANAGING MEMBER | 05/2021 | 25-50% |
| FUQUAY, EMILY, TUBB | Individual | – | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | 06/2021 | < 5% |
| BROWER, HOLLY, LEIGH | Individual | – | CHIEF OPERATIONS OFFICER | 05/2021 | < 5% |