STRICKLAND DAVIS ADVISORS LLC
Adviser information for STRICKLAND DAVIS ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 186 | $112.2M |
| Non-Discretionary | 0 | $0 |
| Total | 186 | $112.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 36 | $11.5M |
| HNW Individuals | 96 | $98.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $482,920 |
| Charitable organizations | <5 | $727,820 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $600,588 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120990 |
|---|---|
| SEC ERA File Number | 801-120990 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126538 |
| Legal Entity Identifier | None |
Principal Office
4653 OLDE TOWNE PKWYMARIETTA
GA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 770-977-6892, Fax: 770-977-6896
Chief Compliance Officer
WAYNE ALBERT DAVIS
4653 OLDE TOWNE PKWY
MARIETTA
GA
United States
Tel:
770-977-6892
Fax:
770-977-6896
C***@******************M
(Full email address available in API data)
Regulatory Contact
KENDYL STRICKLAND
MEMBER
4653 OLDE TOWNE PKWY
MARIETTA
GA
United States
Tel:
770-977-6892
Fax:
770-977-6896
K*****@******************M
(Full email address available in API data)
Industry Affiliates
| STRICKLAND & COMPANY, P.C. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STRICKLAND, KENDYL, CLAY | Individual | – | MEMBER | 01/1998 | > 75% |
| DAVIS, WAYNE, ALBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |