Hedge Fund Database

CAPASSO PLANNING PARTNERS LLC

Adviser information for CAPASSO PLANNING PARTNERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location South Carolina, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,506 $323.8M
Non-Discretionary 82 $9.0M
Total 1,588 $332.8M

Clients

Type Number RAUM
Individuals 573 $115.6M
HNW Individuals 75 $208.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 1 $72,416
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $8.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 659
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-120995
SEC ERA File Number 801-120995
SEC CIK Numbers 1911938
SEC CRD Numbers 294673
Legal Entity Identifier None

Principal Office

635 EAST BAY STREET
SUITE C
CHARLESTON
SC
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 843-608-8487, Fax: N/A

Websites

capassoplanningpartners.com/ www.linkedin.com/company/capassoplanningpartners/about/

Chief Compliance Officer

CHARLES DUSTIN CAPASSO
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
635 EAST BAY STREET
SUITE C
CHARLESTON
SC
United States
Tel: 843-598-1665
Fax: N/A
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CAPASSO, CHARLES, DUSTIN Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 01/2018 > 75%
CALLAHAN, DANIEL, PATRICK Individual – PARTNER & CHIEF INVESTMENT OFFICER 10/2021 10-25%

No. Employees, Historic

20100202120222023202420258 on 3/29/202111 on 3/30/202211 on 4/8/202211 on 4/27/202211 on 4/29/202211 on 3/24/202313 on 3/29/2024

RAUM, Historic

400M200M020212022202320242025150350000 on 3/29/2021254638202 on 3/30/2022254638202 on 4/8/2022254638202 on 4/27/2022254638202 on 4/29/2022280681535 on 3/24/2023332760217 on 3/29/2024

No. Clients, Historic

700350020212022202320242025378 on 3/29/2021422 on 3/30/2022422 on 4/8/2022422 on 4/27/2022422 on 4/29/2022550 on 3/24/2023655 on 3/29/2024

Holdings

From latest 13F, filed April 23rd, 2024 for period ending March 31st, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 495K 4K –
ABBVIE INC COM 645K 4K –
ADVANCED MICRO DEVICES INC COM 1M 7K –
ALPHABET INC CAP STK CL A 395K 3K –
ALPHABET INC CAP STK CL C 713K 5K –
AMAZON COM INC COM 1M 6K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 6M 108K –
AMERICAN CENTY ETF TR INTL SMCP VLU 4M 67K –
AMERICAN CENTY ETF TR INTL EQT ETF 338K 5K –
AMERICAN CENTY ETF TR INTERNATIONAL LR 358K 7K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 328K 5K –
AMERICAN CENTY ETF TR US SML CP VALU 483K 5K –
APPLE INC COM 6M 38K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K –
COCA COLA CO COM 557K 9K –
CONFLUENT INC CLASS A COM 763K 25K –
COSTCO WHSL CORP NEW COM 237K 323 –
DEERE & CO COM 375K 912 –
ELI LILLY & CO COM 318K 409 –
ENERGY TRANSFER L P COM UT LTD PTN 275K 18K –
ENTERPRISE PRODS PARTNERS L COM 419K 14K –
EXXON MOBIL CORP COM 374K 3K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 2M 32K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 281K 8K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 258K 5K –
FUELCELL ENERGY INC COM 30K 25K –
GENERAL ELECTRIC CO COM 257K 1K –
GLOBAL X FDS DATA CTR REITS 410K 26K –
HOME DEPOT INC COM 272K 710 –
INNOVATOR ETFS TRUST DEFINED WLT SHLD 2M 59K –
INNOVATOR ETFS TRUST GROWTH ACCELERAT 1M 50K –
INNOVATOR ETFS TRUST US EQT ACC 9 BFR 4M 135K –
INNOVATOR ETFS TRUST US EQUITY ACCELE 2M 49K –
INNOVATOR ETFS TRUST U S EQ 10 BUFFER 1M 53K –
INNOVATOR ETFS TRUST US EQTY ACCELRT9 535K 19K –
INTERNATIONAL BUSINESS MACHS COM 701K 4K –
INVESCO EXCH TRADED FD TR II S&P 500 ENHNCD 498K 10K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 1M 7K –
INVESCO QQQ TR UNIT SER 1 404K 909 –
ISHARES INC FRONTIER AND SEL 3M 115K –
ISHARES INC ESG AWR MSCI EM 267K 8K –
ISHARES TR 1 3 YR TREAS BD 4M 47K –
ISHARES TR GLOBAL REIT ETF 3M 141K –
ISHARES TR CORE S&P TTL STK 469K 4K –
ISHARES TR 0-5 YR TIPS ETF 2M 16K –
ISHARES TR NATIONAL MUN ETF 2M 23K –
ISHARES TR CORE S&P MCP ETF 2M 32K –
ISHARES TR CORE S&P SCP ETF 2M 15K –
ISHARES TR SELECT DIVID ETF 212K 2K –
ISHARES TR MSCI ACWI ETF 414K 4K –
ISHARES TR EAFE VALUE ETF 590K 11K –
ISHARES TR SHRT NAT MUN ETF 2M 21K –
ISHARES TR BLACKROCK ULTRA 2M 40K –
ISHARES TR ESG AW MSCI EAFE 696K 9K –
ISHARES TR ESG AWR MSCI USA 795K 7K –
ISHARES TR ESG AWRE USD ETF 271K 12K –
ISHARES TR CORE MSCI EAFE 414K 6K –
ISHARES TR MSCI EAFE ETF 1M 17K –
ISHARES TR MSCI EMG MKT ETF 307K 7K –
ISHARES TR RUSSELL 2000 ETF 1M 7K –
ISHARES TR ISHS 1-5YR INVS 313K 6K –
ISHARES TR CORE S&P500 ETF 431K 820 –
ISHARES TR SP SMCP600VL ETF 238K 2K –
JOHNSON & JOHNSON COM 1M 9K –
JPMORGAN CHASE & CO COM 213K 1K –
LIGHTBRIDGE CORP COM 31K 11K –
MERCADOLIBRE INC COM 545K 360 –
META PLATFORMS INC CL A 451K 1K –
MICROSOFT CORP COM 2M 6K –
NUSHARES ETF TR NUVEEN ESG SMLCP 482K 12K –
NVIDIA CORPORATION COM 514K 569 –
ONEOK INC NEW COM 216K 3K –
PLUG POWER INC COM NEW 76K 22K –
RPM INTL INC COM 1M 11K –
SCHWAB STRATEGIC TR INTL EQTY ETF 1M 38K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 506K 14K –
SCHWAB STRATEGIC TR US LRG CAP ETF 1M 20K –
SCHWAB STRATEGIC TR US SML CAP ETF 212K 4K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 34K –
SCHWAB STRATEGIC TR SCHWAB FDT US LG 232K 3K –
SELECT SECTOR SPDR TR SBI MATERIALS 493K 5K –
SIMON PPTY GROUP INC NEW COM 223K 1K –
SPDR GOLD TR GOLD SHS 660K 3K –
SPDR S&P 500 ETF TR TR UNIT 62M 118K –
SPDR SER TR S&P 600 SMCP VAL 12M 149K –
SPDR SER TR PORTFOLI S&P1500 20M 313K –
SPDR SER TR PORTFLI INTRMDIT 9M 306K –
TCW TRANSFORM ETF TRUST TRANSFRM 500 ETF 253K 4K –
THE TRADE DESK INC COM CL A 7M 80K –
UNITEDHEALTH GROUP INC COM 210K 425 –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 2M 11K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 351K 5K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 436K 9K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 7K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 12K –
VANGUARD INDEX FDS SM CP VAL ETF 612K 3K –
VANGUARD INDEX FDS SMALL CP ETF 1M 6K –
VANGUARD INDEX FDS REAL ESTATE ETF 235K 3K –
VANGUARD INDEX FDS GROWTH ETF 347K 1K –
VANGUARD INDEX FDS LARGE CAP ETF 316K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 43K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 426K 7K –
VANGUARD MUN BD FDS TAX EXEMPT BD 848K 17K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 5M 67K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 4M 52K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 222K 1K –
VANGUARD STAR FDS VG TL INTL STK F 492K 8K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 14M 270K –
VANGUARD WORLD FD MATERIALS ETF 263K 1K –
VERIZON COMMUNICATIONS INC COM 237K 6K –
WISDOMTREE TR FLOATNG RAT TREA 673K 13K –