KENNICOTT CAPITAL MANAGEMENT LLC
Adviser information for KENNICOTT CAPITAL MANAGEMENT LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 456 | $378.7M |
| Non-Discretionary | 0 | $0 |
| Total | 456 | $378.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $7.3M |
| HNW Individuals | 40 | $355.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $16.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
200 TAMAL PLAZA, SUITE 109CORTE MADERA
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (888) 882-2721, Fax: (888) 441-2092
Websites
Chief Compliance Officer
LAWRENCE M. DAN
MANAGING MEMBER
73 VIA LA BRISA
LARKSPUR
CA
United States
Tel:
(888) 882-2721
Fax:
(888) 441-2092
C**@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAN, LAWRENCE, MICHAEL | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 10/2003 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL A | 514K | 3K | – |
| AMAZON COM INC | COM | 644K | 3K | – |
| APPLE INC | COM | 3M | 15K | – |
| DOXIMITY INC | CL A | 559K | 20K | – |
| META PLATFORMS INC | CL A | 337K | 669 | – |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 267K | 4K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 1M | 27K | – |
| INVESCO QQQ TR | UNIT SER 1 | 58M | 121K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 3M | 76K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2M | 12K | – |
| ISHARES TR | CORE S&P500 ETF | 9M | 16K | – |
| ISHARES TR | S&P 500 GRWT ETF | 1M | 14K | – |
| ISHARES TR | RUS 2000 GRW ETF | 1M | 5K | – |
| ISHARES TR | RUSSELL 2000 ETF | 266K | 1K | – |
| ISHARES TR | US HLTHCARE ETF | 1M | 16K | – |
| LAM RESEARCH CORP | COM | 256K | 240 | – |
| MICROSOFT CORP | COM | 421K | 942 | – |
| NVIDIA CORPORATION | COM | 1M | 10K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 176K | 15K | – |
| ROBLOX CORP | CL A | 10M | 270K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 65M | 119K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 5M | 35K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 1M | 16K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 4M | 22K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 3M | 83K | – |
| SELECT SECTOR SPDR TR | INDL | 5M | 41K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 9M | 39K | – |
| UBER TECHNOLOGIES INC | COM | 267K | 4K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 1M | 4K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 1M | 15K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 316K | 1K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 282K | 6K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 241K | 2K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 399K | 2K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 525K | 2K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 21M | 84K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 15M | 40K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3M | 21K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 3M | 14K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 5M | 19K | – |