HMS FINANCIAL SERVICES, LLC
Adviser information for HMS FINANCIAL SERVICES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 248 | $105.8M |
| Non-Discretionary | 5 | $1.0M |
| Total | 253 | $106.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 134 | $12.2M |
| HNW Individuals | 80 | $36.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 37 | $57.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $68,429 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121012 |
|---|---|
| SEC ERA File Number | 801-121012 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131569 |
| Legal Entity Identifier | None |
Principal Office
10 CALENDAR COURTSUITE 200
COLUMBIA
SC
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 803-790-6113, Fax: 803-787-9180
Chief Compliance Officer
SCOT J. BYTNAR
PRESIDENT/ADVISOR
10 CALENDAR COURT
SUITE 200
COLUMBIA
SC
United States
Tel:
803-790-6113
Fax:
803-787-9180
S***@********M
(Full email address available in API data)
Regulatory Contact
SCOT J. BYTNAR
PRESIDENT/ADVISOR
10 CALENDAR COURT
SUITE 200
COLUMBIA
SC
United States
Tel:
803-790-6113
Fax:
803-787-9180
S***@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BYTNAR, SCOT, JOSEPH | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 04/2007 | > 75% |