OSCEOLA CAPITAL MANAGEMENT
OSCEOLA CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for OSCEOLA CAPITAL MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $361.2M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $361.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $361.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121015 |
|---|---|
| SEC ERA File Number | 801-121015 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301565 |
| Legal Entity Identifier | None |
Principal Office
4030 W BOY SCOUT BLVDSUITE 915
TAMPA
FL
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: 813-792-6559, Fax: None
Chief Compliance Officer
WILLIAM NEWBRANDER
PARTNER, CHIEF FINANCIAL OFFICER
4030 W BOY SCOUT BLVD
SUITE 915
TAMPA
FL
United States
Tel:
813-492-5634
W**********@**********M
(Full email address available in API data)
Industry Affiliates
| OSCEOLA FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| OSCEOLA FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OSCEOLA CAPITAL HOLDINGS II, LLLP | Private Equity Fund | $44.1M | $0.2M | 68 |
| OSCEOLA CAPITAL HOLDINGS, LLLP | Private Equity Fund | $0.0M | $0.0M | 0 |
| OSCEOLA FUND I, LP | Private Equity Fund | $239.6M | $0.5M | 19 |
| OSCEOLA FUND II, LP | Private Equity Fund | $77.5M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BABB, MICHAEL, ALEXANDER | Individual | – | DIRECT OWNER - CHAIRMAN | 04/2014 | 50-75% |
| MOE, BENJAMIN, ALAN | Individual | – | DIRECT OWNER - MANAGING PARTNER | 04/2014 | 50-75% |
| NEWBRANDER, WILLIAM, VIRGIL | Individual | – | EXECUTIVE OFFICER - PARTNER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |
| WATKINS, PATRICK, KELLY | Individual | – | EXECUTIVE OFFICER - PARTNER | 08/2018 | < 5% |