VISTICA WEALTH ADVISORS, LLC
Adviser information for VISTICA WEALTH ADVISORS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 287 | $103.5M |
| Non-Discretionary | 0 | $0 |
| Total | 287 | $103.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 33 | $9.4M |
| HNW Individuals | 42 | $83.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $10.3M |
| Charitable organizations | <5 | $457,703 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121024 |
|---|---|
| SEC ERA File Number | 801-121024 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147297 |
| Legal Entity Identifier | None |
Principal Office
2121 PALOMAR AIRPORT ROADSUITE 160
CARLSBAD
CA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 760-854-4003, Fax: 760-888-3573
Chief Compliance Officer
JEFF VISTICA
MANAGING MEMBER
2121 PALOMAR AIRPORT ROAD
SUITE 160
CARLSBAD
CA
United States
Tel:
760-854-4003
Fax:
760-888-3573
J***@************M
(Full email address available in API data)
Regulatory Contact
DAN VISTICA
WEALTH ADVISOR
2121 PALOMAR AIRPORT ROAD, SUITE 160
CARLSBAD
CA
United States
Tel:
760-854-4003
D**@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VISTICA, JEFFREY, FRANK | Individual | – | MANAGING PRINCIPAL/CCO | 05/2008 | < 5% |
| JEFFREY AND LILY VISTICA TRUST | Domestic Entity | – | OWNER | 01/2020 | > 75% |
| Vistica, Lily, Taylor Dancis | Individual | JEFFREY AND LILY VISTICA TRUST | TRUSTEE | 06/2015 | 50-75% |
| VISTICA, JEFFREY, FRANK | Individual | JEFFREY AND LILY VISTICA TRUST | TRUSTEE | 06/2015 | 50-75% |