GOPHER US MANAGEMENT COMPANY LLC
Adviser information for GOPHER US MANAGEMENT COMPANY LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $1.0B |
| Non-Discretionary | 0 | $0 |
| Total | 28 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 28 | $1.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 7 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121034 |
|---|---|
| SEC ERA File Number | 801-121034 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289384 |
| Legal Entity Identifier | None |
Principal Office
2735 SAND HILL ROADSUITE 230
MENLO PARK
CA
United States
Monday - Friday, 9 A.M TO 5 P.M.
Tel: 650-656-9673, Fax: None
Chief Compliance Officer
MICHAEL M JEN
VP OF COMPLIANCE
2735 SAND HILL ROAD
SUITE 230
MENLO PARK
CA
United States
Tel:
650-656-9673
M**********@*************S
(Full email address available in API data)
Regulatory Contact
ELISE (QIAN) HUANG
CEO/MANAGING PARTNER
2735 SAND HILL ROAD
SUITE 230
MENLO PARK
CA
United States
Tel:
650-656-9673
E**********@*************S
(Full email address available in API data)
Industry Affiliates
| GOPHER ASSET MANAGEMENT (SINGAPORE) PTE. LTD. | Other investment adviser, including financial planners |
| GOPHER ASSET MANAGEMENT CO., LTD | Sponsor, GP, manager of pooled investment vehicles |
| GOPHER MANAGEMENT FUND LIMITED | Other investment adviser, including financial planners |
| GOPHER MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| GOPHER US GP | Sponsor, GP, manager of pooled investment vehicles |
| GOPHER US GP II | Sponsor, GP, manager of pooled investment vehicles |
| GOPHER US GP III | Sponsor, GP, manager of pooled investment vehicles |
| NOAH (NOMINEE) LIMITED | Trust company |
| NOAH GOPHER CAPITAL ADVISORS, LLC | Other investment adviser, including financial planners |
| NOAH HOLDINGS (HONG KONG) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| NOAH HOLDINGS SINGAPORE PTE LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| NOAH INSURANCE (HONG KONG) LIMITED | Insurance company or agency |
| NOAH INSURANCE SERVICES, LLC | Insurance company or agency |
| OLIVE TREE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GOPHER GALAXY EARLY STAGE FUND LP | Venture Capital Fund | $11.0M | $1.0M | 6 |
| GOPHER GALAXY OPPORTUNITY FUND, LP | Venture Capital Fund | $42.7M | $1.0M | 19 |
| GOPHER US FOF I LP | Venture Capital Fund | $36.2M | $0.5M | 43 |
| GOPHER US PLATINUM FOF LLC 1 | Venture Capital Fund | $66.6M | $0.5M | 136 |
| GOPHER US PLATINUM FOF LLC 2 | Venture Capital Fund | $33.1M | $0.5M | 51 |
| GOPHER US PLATINUM FOF LLC 3 | Venture Capital Fund | $5.3M | $0.5M | 12 |
| GOPHER US PLATINUM FOF LLC 4 | Venture Capital Fund | $15.7M | $0.5M | 31 |
| GOPHER US PLATINUM FOF LLC 5 | Venture Capital Fund | $8.8M | $0.5M | 19 |
| GOPHER US PLATINUM FOF LLC 6 | Venture Capital Fund | $54.6M | $0.5M | 95 |
| GOPHER US PLATINUM FOF LLC 7 | Venture Capital Fund | $21.9M | $0.5M | 44 |
| GOPHER US PLATINUM FUND, LLC - SERIES 3 | Venture Capital Fund | $15.1M | $0.5M | 7 |
| GOPHER US PLATINUM FUND, LLC - SERIES 5 | Venture Capital Fund | $12.6M | $0.5M | 9 |
| GOPHER US PLATINUM FUND, LLC - SERIES 6 | Venture Capital Fund | $7.1M | $0.5M | 9 |
| GOPHER US PLATINUM FUND, LLC - SERIES 7 | Venture Capital Fund | $57.1M | $0.5M | 35 |
| GOPHER US PLATINUM FUND, LLC - SERIES 9 | Venture Capital Fund | $5.5M | $0.5M | 35 |
| GOPHER US PLATINUM FUND, LLC - SERIES 10 | Venture Capital Fund | $15.4M | $0.5M | 62 |
| GOPHER US PLATINUM FUND, LLC - SERIES 11 | Venture Capital Fund | $17.4M | $0.5M | 44 |
| GOPHER US PLATINUM FUND, LLC - SERIES 12 | Venture Capital Fund | $15.4M | $0.5M | 46 |
| GOPHER US PLATINUM FUND, LLC - SERIES 13 | Venture Capital Fund | $10.1M | $0.5M | 17 |
| GOPHER US PLATINUM FUND, LLC - SERIES 14 | Venture Capital Fund | $12.1M | $0.5M | 46 |
| GOPHER US PLATINUM FUND, LLC - SERIES 15 | Venture Capital Fund | $5.0M | $0.5M | 57 |
| GOPHER US PLATINUM FUND, LLC - SERIES 16 | Venture Capital Fund | $10.6M | $0.5M | 36 |
| GOPHER US SPECIAL OPPORTUNITY FUND LP | Venture Capital Fund | $43.7M | $1.0M | 3 |
| GOPHER US VENTURE FUND I LP | Venture Capital Fund | $45.3M | $0.5M | 4 |
| GOPHER US VENTURE FUND II, LP | Venture Capital Fund | $42.6M | $1.0M | 66 |
| GOPHER US VENTURE FUND III, LP | Venture Capital Fund | $216.2M | $1.0M | 369 |
| GOPHER US VENTURE FUND IV, LP | Venture Capital Fund | $159.9M | $1.0M | 227 |
| OLIVE TREE SERIES MISSION LP | Venture Capital Fund | $40.1M | $1.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOPHER HOLDINGS LIMITED | Foreign Entity | – | MANAGER | 09/2017 | > 75% |
| NOAH HOLDINGS LIMITED | Foreign Entity | GOPHER HOLDINGS LIMITED | SOLE MEMBER | 07/2016 | > 75% |
| Huang, Qian, (Elise) | Individual | – | MANAGING PARTNER/CHIEF EXECUTIVE OFFICER | 09/2017 | < 5% |
| JEN, MICHAEL, M | Individual | – | VP OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| Xiong, Flora | Individual | – | SVP OF FINANCE/CHIEF FINANCIAL OFFICER | 03/2021 | < 5% |