PERSONAL FINANCIAL SOLUTIONS, LLC
Adviser information for PERSONAL FINANCIAL SOLUTIONS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 379 | $124.6M |
| Non-Discretionary | 0 | $0 |
| Total | 379 | $124.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 88 | $30.5M |
| HNW Individuals | 31 | $92.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $20,867 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-121037 |
|---|---|
| SEC ERA File Number | 801-121037 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129095 |
| Legal Entity Identifier | None |
Principal Office
2517 HIGHWAY 35BUILDING I SUITE 103
MANASQUAN
NJ
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 732-722-7912, Fax: None
Chief Compliance Officer
KENNETH P LEBLANC
PRESIDENT
2517 HIGHWAY 35
BUILDING I SUITE 103
MANASQUAN
NJ
United States
Tel:
732-722-7912
K**@********M
(Full email address available in API data)
Regulatory Contact
JORDAN GREEN
COUNSEL
2517 HIGHWAY 35
BUILDING I SUITE 103
MANASQUAN
NJ
United States
Tel:
609-881-0101
J*****@*********************M
(Full email address available in API data)
Industry Affiliates
| KML FINANCIAL SERVICES GROUP, L.L.C. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEBLANC, KENNETH, PATRICK | Individual | – | CCO | 05/1997 | 50-75% |
| LEBLANC, ELLEN, D. | Individual | – | MEMBER | 05/1997 | 50-75% |