GASAWAY INVESTMENT ADVISORS, INC.
Adviser information for GASAWAY INVESTMENT ADVISORS, INC. last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 721 | $142.6M |
| Non-Discretionary | 23 | $17.4M |
| Total | 744 | $160.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 375 | $59.4M |
| HNW Individuals | 15 | $28.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 73 | $71.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $350,793 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agentTHIRD PARTY ADMINISTRATION OF RETIREMENT PLANS |
Identifiers
| SEC RIA File Number | 801-121052 |
|---|---|
| SEC ERA File Number | 801-121052 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123807 |
| Legal Entity Identifier | None |
Principal Office
7110 STADIUM DRIVEKALAMAZOO
MI
United States
Monday - Friday, 8:30-5:00
Tel: (269) 324-0080, Fax: (269) 324-3834
Chief Compliance Officer
JAMES GASAWAY
PRESIDENT AND CHIEF COMPLIANCE OFFICER
7110 STADIUM DRIVE
KALAMAZOO
MI
United States
Tel:
(269) 324-0080
Fax:
(269) 324-3834
J*******@*********************M
(Full email address available in API data)
Regulatory Contact
STEPHANIE LEHMKUHL
COMPLIANCE ASSOCIATE
7110 STADIUM DRIVE
KALAMAZOO
MI
United States
Tel:
(269) 3240080
Fax:
(269) 324-3834
S********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GASAWAY, JAMES, EDWARD | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 12/2015 | > 75% |