AFC MANAGEMENT, LLC
Adviser information for AFC MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $467.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $467.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $467.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121055 |
|---|---|
| SEC ERA File Number | 801-121055 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311281 |
| Legal Entity Identifier | None |
Principal Office
525 OKEECHOBEE BLVDSUITE 1650
WEST PALM BEACH
FL
United States
Monday - Friday, 09:00 A.M. - 5:00 P.M.
Tel: 561-510-2390, Fax: 561-510-2392
Chief Compliance Officer
GABRIEL A. KATZ
CHIEF LEGAL OFFICER AND SECRETARY
525 OKEECHOBEE BLVD
SUITE 1650
WEST PALM BEACH
FL
United States
Tel:
561-510-2390
Fax:
561-510-2392
G***@************************M
(Full email address available in API data)
Regulatory Contact
BRANDON HETZEL
CHIEF FINANCIAL OFFICER & TREASURER
525 OKEECHOBEE BLVD
SUITE 1650
WEST PALM BEACH
FL
United States
Tel:
561-510-2390
Fax:
561-510-2392
B******@************************M
(Full email address available in API data)
Industry Affiliates
| AFC INSTITUTIONAL FUND HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
| AFC INSTITUTIONAL FUND MANAGER LLC | Other investment adviser, including financial planners |
| SRT GROUP LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AFC WAREHOUSE HOLDING, LLC | EQUITY AND WARRANTS | $0.6M | $0.1M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TANNENBAUM, LEONARD, MARK | Individual | – | MANAGER AND CHIEF EXECUTIVE OFFICER | 08/2020 | < 5% |
| FRIEDMAN, ROBYN, ELYSA | Individual | – | PRESIDENT | 08/2020 | < 5% |
| KATZ, GABRIEL, AARON | Individual | – | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARY | 01/2021 | < 5% |
| CASTLEGROUND HOLDINGS, LLC | Domestic Entity | – | OWNER | 01/2020 | > 75% |
| TANNENBAUM, LEONARD, MARK | Individual | CASTLEGROUND HOLDINGS, LLC | OWNER | 01/2020 | > 75% |
| Hetzel, Brandon | Individual | – | CHIEF FINANCIAL OFFICER & TREASURER | 04/2023 | < 5% |
| NEVILLE, DANIEL, J | Individual | – | AUTHORIZED SIGNATORY | 11/2023 | < 5% |