CAMBRIDGE WEALTH MANAGEMENT, LLC
Adviser information for CAMBRIDGE WEALTH MANAGEMENT, LLC last updated from Form ADV on April 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 94 | $21.4M |
| Non-Discretionary | 8 | $4.1M |
| Total | 102 | $25.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 9 | $3.3M |
| HNW Individuals | 17 | $19.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 27 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121059 |
|---|---|
| SEC ERA File Number | 801-121059 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172938 |
| Legal Entity Identifier | None |
Principal Office
5 WASHINGTON ST.SUITE 2
CAMBRIDGE
NY
United States
Monday - Friday, 8:30 A.M. TO 5:30 P.M.
Tel: 518-677-3781, Fax: None
Chief Compliance Officer
MITSUO E. LOCKROW
OWNER
5 WASHINGTON STREET, SUITE 2
CAMBRIDGE
NY
United States
Tel:
518-677-3781
M*********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOCKROW, MITSUO, ELI | Individual | – | OWNER, CHIEF COMPLIANCE OFFICER | 07/2014 | > 75% |