LS BDC ADVISER, LLC
Adviser information for LS BDC ADVISER, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 54 |
|---|---|
| Investment Advisory/Research | 35 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $445.7M |
| Non-Discretionary | 1 | $103.2M |
| Total | 2 | $548.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $445.7M |
| Pooled investment vehicles | 1 | $103.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
175 SW 7TH STREETUNIT 1911
MIAMI
FL
United States
Monday - Friday, 8:30AM - 6:00PM
Tel: 786 598 2089, Fax: None
Chief Compliance Officer
ILEANA STONE
GENERAL COUNSEL/HEAD OF COMPLIANCE
PO BOX 25250
PMB 13941
MIAMI
FL
United States
Tel:
786-688-0976
S****@******************M
(Full email address available in API data)
Regulatory Contact
DAVID KRAUT
GENERAL COUNSEL
PO BOX 25250
PMB 13941
MIAMI
FL
United States
Tel:
786-688-0975
K****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LAFAYETTE SQUARE PRIVATE FUND, LLC | Liquidity Fund | $103.2M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DWIN, DAMIEN, RAMON | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER; DIRECTOR | 03/2021 | > 75% |
| LAFAYETTE SQUARE HOLDING COMPANY, LLC | Domestic Entity | – | MEMBER | 02/2021 | > 75% |
| DWIN, DAMIEN, RAMON | Individual | LAFAYETTE SQUARE HOLDING COMPANY, LLC | MEMBER | 08/2020 | > 75% |
| KRAUT, DAVID, T | Individual | – | GENERAL COUNSEL | 03/2021 | < 5% |
| DANIELE, PHILIP | Individual | – | CHIEF RISK OFFICER | 03/2021 | < 5% |
| Stone, Ileana | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |