TREVIAN WEALTH MANAGEMENT, LLC
Adviser information for TREVIAN WEALTH MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 548 | $500.3M |
| Non-Discretionary | 0 | $0 |
| Total | 548 | $500.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $1.4M |
| HNW Individuals | 73 | $473.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $5.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $20.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-121077 |
|---|---|
| SEC ERA File Number | 801-121077 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174412 |
| Legal Entity Identifier | None |
Principal Office
18 PAGE ROADWESTON
MA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 847-347-3000, Fax: None
Chief Compliance Officer
PHILIP SWISHER
MANAGING MEMBER, FOUNDER, CEO
18 PAGE ROAD
WESTON
MA
United States
Tel:
847-347-3000
P***********@****************M
(Full email address available in API data)
Industry Affiliates
| TREVIAN EQUITY PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TREVIAN VENTURES I LLC | Venture Capital Fund | $2.4M | $0.0M | 13 |
| YORK REAL ESTATE FUND I, L.P. | Real Estate Fund | $3.0M | $0.1M | 27 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWISHER, PHILIP, A | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 01/2015 | > 75% |